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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDR icon
1126
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
$886K ﹤0.01%
37,364
+1,854
+5% +$43.6K
BFK
1127
DELISTED
BlackRock Municipal Income Trust
BFK
$885K ﹤0.01%
86,716
+73,138
+539% +$748K
CRH icon
1128
CRH
CRH
$66.8B
$883K ﹤0.01%
17,378
-339
-2% -$16.1K
MDIV icon
1129
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$880K ﹤0.01%
60,047
+7,158
+14% +$110K
GLO
1130
Clough Global Opportunities Fund
GLO
$257M
$876K ﹤0.01%
179,141
-16,065
-8% -$79.1K
IBDQ
1131
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$876K ﹤0.01%
35,743
-738
-2% -$18K
SUI icon
1132
Sun Communities
SUI
$14.7B
$876K ﹤0.01%
6,230
-3,577
-36% -$523K
GHI icon
1133
Greystone Housing Impact Investors LP
GHI
$135M
$871K ﹤0.01%
51,247
+668
+1% +$11.8K
QCLN icon
1134
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$871K ﹤0.01%
16,692
+86
+0.5% +$4.5K
EMLC icon
1135
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$864K ﹤0.01%
34,239
+2,458
+8% +$61K
GOF icon
1136
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$855K ﹤0.01%
52,891
-17,930
-25% -$296K
VCLT icon
1137
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$854K ﹤0.01%
10,718
+333
+3% +$26.3K
HSBC icon
1138
HSBC
HSBC
$356B
$848K ﹤0.01%
24,896
+6,685
+37% +$240K
PSFD icon
1139
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$847K ﹤0.01%
33,500
– –
AXTA icon
1140
Axalta
AXTA
$8.17B
$846K ﹤0.01%
27,965
+5,567
+25% +$160K
IGR
1141
CBRE Global Real Estate Income Fund
IGR
$713M
$846K ﹤0.01%
159,416
+1,926
+1% +$12K
RCI icon
1142
Rogers Communications
RCI
$18.6B
$840K ﹤0.01%
18,131
+2
+0% +$95
SMOG icon
1143
VanEck Low Carbon Energy ETF
SMOG
$134M
$836K ﹤0.01%
6,886
+1,250
+22% +$147K
FBT icon
1144
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$835K ﹤0.01%
5,391
-492
-8% -$77.3K
GDXJ icon
1145
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$824K ﹤0.01%
20,875
+1,300
+7% +$48K
ECOW icon
1146
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$226M
$822K ﹤0.01%
43,286
+6,055
+16% +$115K
RAMP icon
1147
LiveRamp
RAMP
$2.3B
$822K ﹤0.01%
37,500
+10,425
+39% +$249K
BBIO icon
1148
BridgeBio Pharma
BBIO
$16.5B
$815K ﹤0.01%
49,202
+3,885
+9% +$45.3K
DDOG icon
1149
Datadog
DDOG
$84B
$814K ﹤0.01%
11,224
+3,472
+45% +$255K
LGF.A
1150
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$813K ﹤0.01%
73,500
-50,000
-40% -$450K
44 45
46
47 48

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.