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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYOV
1126
DELISTED
Myovant Sciences Ltd.
MYOV
$718K ﹤0.01%
32,000
-2,500
-7% -$54.9K
VIAV icon
1127
Viavi Solutions
VIAV
$9.66B
$717K ﹤0.01%
45,584
+20,701
+83% +$339K
DDOG icon
1128
Datadog
DDOG
$84B
$715K ﹤0.01%
5,072
-5,535
-52% -$699K
DTM icon
1129
DT Midstream
DTM
$13.4B
$715K ﹤0.01%
+15,466
New +$677K
FTGC icon
1130
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$715K ﹤0.01%
29,670
+5,232
+21% +$124K
HEFA icon
1131
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
$715K ﹤0.01%
20,809
+16,015
+334% +$556K
SMOG icon
1132
VanEck Low Carbon Energy ETF
SMOG
$134M
$713K ﹤0.01%
4,786
-71
-1% -$11.2K
ALSN icon
1133
Allison Transmission
ALSN
$9.82B
$708K ﹤0.01%
20,068
+23
+0.1% +$877
SPEM icon
1134
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$707K ﹤0.01%
16,643
+1,500
+10% +$65.1K
RPM icon
1135
RPM International
RPM
$15B
$701K ﹤0.01%
9,058
-6,958
-43% -$586K
AEM icon
1136
Agnico Eagle Mines
AEM
$90.5B
$700K ﹤0.01%
13,522
-946,787
-99% -$55.1M
IYH icon
1137
iShares US Healthcare ETF
IYH
$3.54B
$700K ﹤0.01%
12,695
-520
-4% -$29.7K
ROBO icon
1138
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$699K ﹤0.01%
10,860
+1,175
+12% +$78.1K
HOLX
1139
DELISTED
Hologic
HOLX
$697K ﹤0.01%
9,462
+419
+5% +$31.4K
VKI icon
1140
Invesco Advantage Municipal Income Trust II
VKI
$401M
$694K ﹤0.01%
55,765
+4,515
+9% +$56.3K
QQQH
1141
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$692K ﹤0.01%
12,604
+10,259
+437% +$583K
HYLB icon
1142
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$691K ﹤0.01%
17,254
+3,444
+25% +$138K
MOS icon
1143
The Mosaic Company
MOS
$7.33B
$690K ﹤0.01%
19,343
+16,845
+674% +$539K
EES icon
1144
WisdomTree US SmallCap Earnings Fund
EES
$731M
$683K ﹤0.01%
14,140
-32
-0.2% -$1.55K
NMZ icon
1145
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$683K ﹤0.01%
46,275
– –
WPC icon
1146
W.P. Carey
WPC
$16.4B
$681K ﹤0.01%
9,533
+73
+0.8% +$5.56K
ATRA icon
1147
Atara Biotherapeutics
ATRA
$76.1M
$680K ﹤0.01%
1,520
+590
+63% +$211K
SPCE icon
1148
Virgin Galactic
SPCE
$398M
$680K ﹤0.01%
1,345
-272
-17% -$161K
IHF icon
1149
iShares US Healthcare Providers ETF
IHF
$1.27B
$678K ﹤0.01%
13,255
+845
+7% +$45.1K
FVT
1150
DELISTED
Fortress Value Acquisition Corp. III
FVT
$678K ﹤0.01%
69,600
+9,985
+17% +$97.5K
44 45
46
47 48

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.