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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
1126
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.26B
$55K ﹤0.01%
+1,641
New +$52.2K
IYM icon
1127
iShares US Basic Materials ETF
IYM
$1.23B
$55K ﹤0.01%
560
+4
+0.7% +$376
VCTR icon
1128
Victory Capital Holdings
VCTR
$6.25B
$55K ﹤0.01%
2,646
+6
+0.2% +$109
VHT icon
1129
Vanguard Health Care ETF
VHT
$18.4B
$55K ﹤0.01%
285
– –
CRESY
1130
Cresud
CRESY
$784M
$54K ﹤0.01%
8,047
– –
JLL icon
1131
Jones Lang LaSalle
JLL
$17.2B
$54K ﹤0.01%
310
+50
+19% +$7.86K
ULTA icon
1132
Ulta Beauty
ULTA
$23.2B
$54K ﹤0.01%
213
+71
+50% +$17.3K
JNK icon
1133
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$53K ﹤0.01%
487
-1,045
-68% -$113K
OXLC
1134
Oxford Lane Capital
OXLC
$890M
$53K ﹤0.01%
1,305
+594
+84% +$26.4K
RWO icon
1135
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$53K ﹤0.01%
1,026
+926
+926% +$48.2K
AYI icon
1136
Acuity Brands
AYI
$10.7B
$52K ﹤0.01%
380
-3
-0.8% -$386
CMRE icon
1137
Costamare
CMRE
$1.77B
$52K ﹤0.01%
5,500
– –
IXP icon
1138
iShares Global Comm Services ETF
IXP
$571M
$52K ﹤0.01%
855
– –
SPSB icon
1139
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$52K ﹤0.01%
+1,679
New +$51.8K
THG icon
1140
Hanover Insurance
THG
$7.98B
$52K ﹤0.01%
383
– –
VDE icon
1141
Vanguard Energy ETF
VDE
$9.69B
$52K ﹤0.01%
632
+97
+18% +$7.55K
FBGX
1142
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$52K ﹤0.01%
+156
New +$47.1K
ATO icon
1143
Atmos Energy
ATO
$28.7B
$51K ﹤0.01%
460
+18
+4% +$1.97K
EDIV icon
1144
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$51K ﹤0.01%
1,597
+1,500
+1,546% +$46.3K
EES icon
1145
WisdomTree US SmallCap Earnings Fund
EES
$733M
$51K ﹤0.01%
1,338
+860
+180% +$31.8K
FANG icon
1146
Diamondback Energy
FANG
$52.4B
$51K ﹤0.01%
+552
New +$45.8K
HEP
1147
DELISTED
Holly Energy Partners, L.P.
HEP
$51K ﹤0.01%
+2,280
New +$51.8K
PBCT
1148
DELISTED
People's United Financial Inc
PBCT
$51K ﹤0.01%
3,013
+142
+5% +$2.33K
NUAN
1149
DELISTED
Nuance Communications, Inc.
NUAN
$51K ﹤0.01%
2,851
-307
-10% -$5.09K
CCK icon
1150
Crown Holdings
CCK
$13.3B
$50K ﹤0.01%
691
-665
-49% -$47.4K
44 45
46
47 48

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.