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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWZ icon
1126
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$2.95M 0.01%
109,413
-25,346
-19% -$696K
BDYN
1127
iShares Dynamic Equity Active ETF
BDYN
$2.95B
$2.93M 0.01%
+120,612
New +$3.09M
DBEF icon
1128
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$2.93M 0.01%
59,352
+104
+0.2% +$5.21K
STE icon
1129
Steris
STE
$22.9B
$2.93M 0.01%
13,242
-371
-3% -$90.8K
HYMB icon
1130
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$2.92M 0.01%
117,918
-2,506
-2% -$62.9K
OBIL icon
1131
US Treasury 12 Month Bill ETF
OBIL
$306M
$2.92M 0.01%
58,376
+58,276
+58,276% +$2.93M
FTI icon
1132
TechnipFMC
FTI
$28.8B
$2.92M 0.01%
42,276
-517
-1% -$31.1K
EQH icon
1133
Equitable Holdings
EQH
$13.2B
$2.92M 0.01%
78,562
-2,630
-3% -$113K
CDW icon
1134
CDW
CDW
$19.1B
$2.91M 0.01%
24,082
+8,446
+54% +$1.07M
AAAU icon
1135
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.47B
$2.9M 0.01%
62,833
-6,587
-9% -$317K
FVAL icon
1136
Fidelity Value Factor ETF
FVAL
$1.3B
$2.89M 0.01%
41,674
+18,559
+80% +$1.34M
GPIQ icon
1137
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.86B
$2.87M 0.01%
58,077
+6,792
+13% +$352K
CCK icon
1138
Crown Holdings
CCK
$13B
$2.86M 0.01%
28,574
-2,784
-9% -$298K
NTRS icon
1139
Northern Trust
NTRS
$22B
$2.86M 0.01%
20,514
+1,517
+8% +$218K
HPE icon
1140
Hewlett Packard
HPE
$60.7B
$2.86M 0.01%
119,925
-3,891
-3% -$86.2K
HUBB icon
1141
Hubbell
HUBB
$24.5B
$2.85M 0.01%
5,816
-94
-2% -$46.2K
PFFV icon
1142
Global X Variable Rate Preferred ETF
PFFV
$304M
$2.84M 0.01%
130,322
+1,325
+1% +$29.7K
EPI icon
1143
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$2.84M 0.01%
69,646
+8,039
+13% +$355K
FBT icon
1144
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$2.84M 0.01%
14,134
+9,915
+235% +$2.05M
TSSI
1145
TSS Inc
TSSI
$254M
$2.82M 0.01%
216,883
+114,213
+111% +$1.15M
VTR icon
1146
Ventas
VTR
$47.3B
$2.82M 0.01%
34,493
-2,400
-7% -$196K
VAL icon
1147
Valaris
VAL
$5.11B
$2.81M 0.01%
28,684
-206,168
-88% -$16.1M
ONT
1148
Onterris Inc
ONT
$734M
$2.81M 0.01%
128,188
+253
+0.2% +$6.08K
NVG icon
1149
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$2.8M 0.01%
227,413
-11,789
-5% -$151K
VRSK icon
1150
Verisk Analytics
VRSK
$28.1B
$2.8M 0.01%
14,776
-11,461
-44% -$2.33M
44 45
46
47 48

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.