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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1101
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.83M 0.01%
115,943
+2,821
+2% +$68.8K
COHR icon
1102
Coherent
COHR
$74.2B
$2.82M 0.01%
15,297
+2,497
+20% +$374K
EOS
1103
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$2.81M 0.01%
119,860
+9,822
+9% +$228K
WBD icon
1104
Warner Bros
WBD
$67.1B
$2.8M 0.01%
97,274
-316,880
-77% -$7.41M
OSEA icon
1105
Harbor International Compounders ETF
OSEA
$493M
$2.8M 0.01%
92,667
+39,555
+74% +$1.2M
SPIB icon
1106
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.8M 0.01%
82,767
+38,688
+88% +$1.31M
PFXF icon
1107
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$2.78M 0.01%
157,681
+88,771
+129% +$1.57M
XCEM icon
1108
Columbia EM Core ex-China ETF
XCEM
$2B
$2.78M 0.01%
72,425
-12,591
-15% -$477K
GWRE icon
1109
Guidewire Software
GWRE
$14.2B
$2.76M 0.01%
13,709
+5,104
+59% +$1.13M
ZROZ icon
1110
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
$2.75M 0.01%
42,874
+1,325
+3% +$89.7K
WTAI icon
1111
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$661M
$2.75M 0.01%
94,374
+147
+0.2% +$4.39K
HBAN icon
1112
Huntington Bancshares
HBAN
$35.5B
$2.74M ﹤0.01%
157,998
+11,363
+8% +$186K
IYJ icon
1113
iShares US Industrials ETF
IYJ
$2.02B
$2.74M ﹤0.01%
18,497
-30,468
-62% -$4.45M
HUBG icon
1114
HUB Group
HUBG
$2.92B
$2.74M ﹤0.01%
64,261
+35,204
+121% +$1.34M
XMHQ icon
1115
Invesco S&P MidCap Quality ETF
XMHQ
$5.63B
$2.74M ﹤0.01%
26,716
+10,458
+64% +$1.08M
DUSA icon
1116
Davis Select US Equity ETF
DUSA
$1.27B
$2.73M ﹤0.01%
53,308
+838
+2% +$41.2K
LEN icon
1117
Lennar Class A
LEN
$21.2B
$2.72M ﹤0.01%
26,425
-6,915
-21% -$835K
WU icon
1118
Western Union
WU
$2.21B
$2.71M ﹤0.01%
291,264
-12
-0% -$106
GPIQ icon
1119
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.26B
$2.71M ﹤0.01%
51,285
+9,847
+24% +$520K
MYI icon
1120
BlackRock MuniYield Quality Fund III
MYI
$721M
$2.71M ﹤0.01%
249,293
+2,055
+0.8% +$22.5K
XME icon
1121
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$2.7M ﹤0.01%
26,057
+14,581
+127% +$1.44M
JPIB icon
1122
JPMorgan International Bond Opportunities ETF
JPIB
$2.12B
$2.7M ﹤0.01%
55,360
+54,950
+13,402% +$2.69M
ASB icon
1123
Associated Banc-Corp
ASB
$5.91B
$2.69M ﹤0.01%
104,572
+104,059
+20,284% +$2.68M
RDDT icon
1124
Reddit
RDDT
$31.1B
$2.69M ﹤0.01%
11,697
+340
+3% +$71.5K
ETW
1125
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$2.69M ﹤0.01%
291,291
+18,913
+7% +$172K
43 44
45
46 47

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.