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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
1101
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$1.5M ﹤0.01%
30,630
-37,570
-55% -$1.73M
FDIS icon
1102
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.49M ﹤0.01%
16,882
-2,330
-12% -$193K
WES icon
1103
Western Midstream Partners
WES
$19.3B
$1.49M ﹤0.01%
38,828
-1,430
-4% -$56.4K
VNLA icon
1104
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.48M ﹤0.01%
30,137
-1,215
-4% -$59.3K
EBAY icon
1105
eBay
EBAY
$49.8B
$1.47M ﹤0.01%
22,649
-2,678
-11% -$154K
XSOE icon
1106
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$1.47M ﹤0.01%
44,510
+1,718
+4% +$53.4K
CHI
1107
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$1.47M ﹤0.01%
126,171
+9,252
+8% +$106K
PFG icon
1108
Principal Financial Group
PFG
$24.3B
$1.47M ﹤0.01%
17,069
-1,156
-6% -$93.4K
XCEM icon
1109
Columbia EM Core ex-China ETF
XCEM
$2B
$1.46M ﹤0.01%
44,832
+33,296
+289% +$1.08M
PPL
1110
PPL Corp
PPL
$26.7B
$1.45M ﹤0.01%
43,801
-10,741
-20% -$329K
BSTZ icon
1111
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$1.45M ﹤0.01%
75,341
-7,085
-9% -$135K
HES
1112
DELISTED
Hess
HES
$1.44M ﹤0.01%
10,565
-871
-8% -$121K
SIVR icon
1113
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$1.43M ﹤0.01%
48,112
-109
-0.2% -$3.07K
IBDR icon
1114
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$1.42M ﹤0.01%
58,613
-25,973
-31% -$625K
UDR icon
1115
UDR
UDR
$12.3B
$1.42M ﹤0.01%
31,282
+91
+0.3% +$3.9K
MAS icon
1116
Masco
MAS
$15.3B
$1.42M ﹤0.01%
16,882
-1,263
-7% -$95.7K
CWI icon
1117
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$1.42M ﹤0.01%
46,503
-689
-1% -$20K
KRE icon
1118
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$1.41M ﹤0.01%
24,971
-4,304
-15% -$236K
FVAL icon
1119
Fidelity Value Factor ETF
FVAL
$1.38B
$1.39M ﹤0.01%
22,930
+796
+4% +$46.6K
BTZ icon
1120
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.38M ﹤0.01%
122,121
-4,976
-4% -$54.3K
TNET icon
1121
TriNet
TNET
$3.14B
$1.37M ﹤0.01%
14,152
-818
-5% -$81.5K
NLY icon
1122
Annaly Capital Management
NLY
$17.4B
$1.37M ﹤0.01%
68,247
+8,136
+14% +$163K
PNNT
1123
Pennant Park Investment Corp
PNNT
$241M
$1.37M ﹤0.01%
195,676
– –
LYFT icon
1124
Lyft
LYFT
$6.63B
$1.36M ﹤0.01%
106,928
-11,433
-10% -$137K
PFFV icon
1125
Global X Variable Rate Preferred ETF
PFFV
$304M
$1.36M ﹤0.01%
56,436
+3,388
+6% +$80.6K
43 44
45
46 47

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.