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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
BlackRock TCP Capital
TCPC
$345M
| $941K | ﹤0.01% |
91,444
+1,481
| +2% | +$17.9K |
|
1102
New Jersey Resources
NJR
$5.58B
| $940K | ﹤0.01% |
17,688
+402
| +2% | +$20.5K |
|
1103
WisdomTree US High Dividend Fund
DHS
$1.58B
| $937K | ﹤0.01% |
11,394
+2,392
| +27% | +$204K |
|
1104
Moody's
MCO
$82.7B
| $936K | ﹤0.01% |
3,063
+303
| +11% | +$91.5K |
|
|
IBHC
1105
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
| $935K | ﹤0.01% |
39,621
+32
| +0.1% | +$753 |
|
1106
Marqeta
MQ
$1.66B
| $931K | ﹤0.01% |
50,930
-530
| -1% | -$11.8K |
|
1107
Nice
NICE
$5.97B
| $931K | ﹤0.01% |
4,074
-507
| -11% | -$106K |
|
1108
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
| $928K | ﹤0.01% |
19,905
+4,989
| +33% | +$231K |
|
1109
Terreno Realty
TRNO
$7.49B
| $928K | ﹤0.01% |
14,384
+66
| +0.5% | +$4.13K |
|
1110
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $926K | ﹤0.01% |
83,787
+2,719
| +3% | +$30.1K |
|
1111
Invesco Value Municipal Income Trust
IIM
$598M
| $922K | ﹤0.01% |
75,575
+69,525
| +1,149% | +$852K |
|
1112
Lennar Class A
LEN
$21.2B
| $922K | ﹤0.01% |
9,077
+2,065
| +29% | +$199K |
|
1113
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.9B
| $919K | ﹤0.01% |
18,728
+773
| +4% | +$39.2K |
|
1114
Omega Healthcare
OHI
$14.7B
| $915K | ﹤0.01% |
33,402
+3,289
| +11% | +$91.5K |
|
1115
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
| $913K | ﹤0.01% |
23,987
-13,655
| -36% | -$509K |
|
1116
Align Technology
ALGN
$12.3B
| $912K | ﹤0.01% |
2,732
+78
| +3% | +$23K |
|
1117
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
| $911K | ﹤0.01% |
28,198
-4,183
| -13% | -$133K |
|
1118
Polaris
PII
$4.07B
| $902K | ﹤0.01% |
8,162
+1,257
| +18% | +$139K |
|
1119
iShares US Telecommunications ETF
IYZ
$1.23B
| $901K | ﹤0.01% |
38,951
-1,479
| -4% | -$34.5K |
|
1120
Royalty Pharma
RPRX
$25.3B
| $896K | ﹤0.01% |
24,890
-69,113
| -74% | -$2.56M |
|
1121
iShares Global Tech ETF
IXN
$9.26B
| $894K | ﹤0.01% |
16,459
+1,788
| +12% | +$89.1K |
|
1122
Alcoa
AA
$13.2B
| $891K | ﹤0.01% |
20,965
-1,346
| -6% | -$64.9K |
|
1123
Aurinia Pharmaceuticals
AUPH
$2.11B
| $889K | ﹤0.01% |
81,165
+2,000
| +3% | +$17.6K |
|
1124
Artisan Partners
APAM
$3.02B
| $886K | ﹤0.01% |
27,752
+7,170
| +35% | +$241K |
|
1125
FT Vest US Equity Buffer ETF January
FJAN
$1.46B
| $886K | ﹤0.01% |
25,406
+10,406
| +69% | +$355K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.