We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCB icon
1101
ArcBest
ARCB
$3.08B
$753K ﹤0.01%
9,220
+8,718
+1,737% +$575K
EA
1102
DELISTED
Electronic Arts
EA
$751K ﹤0.01%
5,292
+1,835
+53% +$258K
PBE icon
1103
Invesco Biotechnology & Genome ETF
PBE
$292M
$748K ﹤0.01%
10,000
– –
TOTL icon
1104
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$748K ﹤0.01%
15,482
-2,404
-13% -$116K
DELL icon
1105
Dell
DELL
$293B
$745K ﹤0.01%
14,142
-42
-0.3% -$2.09K
DNLI icon
1106
Denali Therapeutics
DNLI
$3.97B
$745K ﹤0.01%
14,799
+7,592
+105% +$428K
USTB icon
1107
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.32B
$744K ﹤0.01%
14,384
– –
UPST icon
1108
Upstart Holdings
UPST
$3.03B
$743K ﹤0.01%
2,351
+416
+21% +$82.1K
AZO icon
1109
AutoZone
AZO
$51.1B
$740K ﹤0.01%
436
+194
+80% +$311K
FAB icon
1110
First Trust Multi Cap Value AlphaDEX Fund
FAB
$171M
$739K ﹤0.01%
10,556
+248
+2% +$17.7K
JPS
1111
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$738K ﹤0.01%
75,360
+9,691
+15% +$96.8K
MDIV icon
1112
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$737K ﹤0.01%
44,974
+12,868
+40% +$214K
NOK icon
1113
Nokia
NOK
$52.3B
$737K ﹤0.01%
135,256
+1,849
+1% +$10.7K
HPQ icon
1114
HP
HPQ
$27.5B
$735K ﹤0.01%
26,914
-12,157
-31% -$349K
HEWJ icon
1115
iShares Currency Hedged MSCI Japan ETF
HEWJ
$744M
$734K ﹤0.01%
18,282
+1,668
+10% +$65.3K
SMDV icon
1116
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$734K ﹤0.01%
11,919
+4,430
+59% +$278K
CGNX icon
1117
Cognex
CGNX
$11.3B
$733K ﹤0.01%
9,139
-10,874
-54% -$936K
GRNA
1118
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$733K ﹤0.01%
74,158
+64,158
+642% +$629K
PDX
1119
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$728K ﹤0.01%
59,643
-39,386
-40% -$460K
RIO icon
1120
Rio Tinto
RIO
$164B
$727K ﹤0.01%
10,883
-10,742
-50% -$838K
REAL icon
1121
The RealReal
REAL
$1.5B
$726K ﹤0.01%
55,122
– –
VIOO icon
1122
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$725K ﹤0.01%
7,198
-3,184
-31% -$322K
SYLD icon
1123
Cambria Shareholder Yield ETF
SYLD
$1.01B
$722K ﹤0.01%
12,000
– –
QFTA
1124
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$720K ﹤0.01%
+73,150
New +$714K
PRF icon
1125
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$718K ﹤0.01%
22,690
-1,330
-6% -$43K
43 44
45
46 47

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.