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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1101
Axsome Therapeutics
AXSM
$10.9B
$167K ﹤0.01%
2,350
– –
MHD icon
1102
BlackRock MuniHoldings Fund
MHD
$606M
$167K ﹤0.01%
11,000
– –
WTS icon
1103
Watts Water Technologies
WTS
$13.1B
$167K ﹤0.01%
+1,671
New +$153K
RITM icon
1104
Rithm Capital
RITM
$5.69B
$165K ﹤0.01%
20,791
-6,053
-23% -$46.6K
ESGV icon
1105
Vanguard ESG US Stock ETF
ESGV
$13.7B
$164K ﹤0.01%
2,669
-639
-19% -$38.8K
SBIO icon
1106
ALPS Medical Breakthroughs ETF
SBIO
$216M
$164K ﹤0.01%
4,000
– –
IYE icon
1107
iShares US Energy ETF
IYE
$1.7B
$163K ﹤0.01%
10,215
+1,762
+21% +$33.3K
MC icon
1108
Moelis & Co
MC
$4.94B
$163K ﹤0.01%
4,658
+3,146
+208% +$99.5K
ROBT icon
1109
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$163K ﹤0.01%
4,203
+1,401
+50% +$53.4K
FE icon
1110
FirstEnergy
FE
$27.5B
$162K ﹤0.01%
5,664
-26,071
-82% -$818K
FINX icon
1111
Global X FinTech ETF
FINX
$166M
$162K ﹤0.01%
4,288
+3,936
+1,118% +$143K
MDYG icon
1112
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$162K ﹤0.01%
2,825
-1,107
-28% -$63.1K
MDIV icon
1113
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$161K ﹤0.01%
12,023
+390
+3% +$5.42K
DWM icon
1114
WisdomTree International Equity Fund
DWM
$697M
$160K ﹤0.01%
3,522
+594
+20% +$27.4K
FANG icon
1115
Diamondback Energy
FANG
$52.7B
$160K ﹤0.01%
5,342
+3,608
+208% +$137K
HSY icon
1116
Hershey
HSY
$36.6B
$160K ﹤0.01%
1,118
+278
+33% +$39.4K
JOF
1117
Japan Smaller Capitalization Fund
JOF
$350M
$160K ﹤0.01%
18,568
+2,641
+17% +$21.4K
ZNGA
1118
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$157K ﹤0.01%
17,321
+15,410
+806% +$143K
CFR icon
1119
Cullen/Frost Bankers
CFR
$10.2B
$156K ﹤0.01%
2,445
-36
-1% -$2.52K
EFAV icon
1120
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$156K ﹤0.01%
2,297
-9,127
-80% -$621K
STX icon
1121
Seagate
STX
$184B
$155K ﹤0.01%
3,154
+34
+1% +$1.6K
HEP
1122
DELISTED
Holly Energy Partners, L.P.
HEP
$155K ﹤0.01%
12,850
+10,570
+464% +$147K
ETSY icon
1123
Etsy
ETSY
$7.85B
$154K ﹤0.01%
1,270
+670
+112% +$78.4K
OXLC
1124
Oxford Lane Capital
OXLC
$898M
$154K ﹤0.01%
7,003
-397
-5% -$8.5K
PHK
1125
PIMCO High Income Fund
PHK
$880M
$154K ﹤0.01%
28,253
– –
43 44
45
46 47

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.