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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
1101
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$76K ﹤0.01%
+2,581
New +$77.9K
GVI icon
1102
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$76K ﹤0.01%
659
+564
+594% +$64.2K
JNPR
1103
DELISTED
Juniper Networks
JNPR
$76K ﹤0.01%
3,980
+145
+4% +$3.25K
MCR
1104
DELISTED
MFS Charter Income Trust
MCR
$76K ﹤0.01%
+10,330
New +$83.1K
ROBT icon
1105
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$76K ﹤0.01%
+2,802
New +$91.4K
FLC
1106
Flaherty & Crumrine Total Return Fund
FLC
$175M
$75K ﹤0.01%
4,559
-5,286
-54% -$111K
LEGR icon
1107
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$75K ﹤0.01%
+3,003
New +$90.5K
O icon
1108
Realty Income
O
$59.1B
$75K ﹤0.01%
1,549
+347
+29% +$24.2K
SPHD icon
1109
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$75K ﹤0.01%
+2,500
New +$97.9K
TMUS icon
1110
T-Mobile US
TMUS
$190B
$75K ﹤0.01%
898
+866
+2,706% +$73.3K
WAB icon
1111
Wabtec
WAB
$49.3B
$75K ﹤0.01%
1,574
-37
-2% -$2.54K
WSM icon
1112
Williams-Sonoma
WSM
$29.6B
$75K ﹤0.01%
3,518
+26
+0.7% +$826
WYNN icon
1113
Wynn Resorts
WYNN
$10.6B
$75K ﹤0.01%
1,250
+1,218
+3,806% +$136K
BME icon
1114
BlackRock Health Sciences Trust
BME
$570M
$74K ﹤0.01%
+2,055
New +$81.9K
HRL icon
1115
Hormel Foods
HRL
$13.8B
$74K ﹤0.01%
1,591
+206
+15% +$9.37K
TRU icon
1116
TransUnion
TRU
$15.3B
$74K ﹤0.01%
1,122
+187
+20% +$16.2K
UGI icon
1117
UGI
UGI
$7.33B
$74K ﹤0.01%
2,785
+693
+33% +$26.2K
CGW icon
1118
Invesco S&P Global Water Index ETF
CGW
$1.08B
$73K ﹤0.01%
2,195
+1,300
+145% +$51.1K
GNR icon
1119
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$73K ﹤0.01%
2,355
– –
IHRT icon
1120
iHeartMedia
IHRT
$583M
$73K ﹤0.01%
10,000
– –
LOGI icon
1121
Logitech
LOGI
$15.2B
$73K ﹤0.01%
1,704
– –
VNQI icon
1122
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$73K ﹤0.01%
1,710
+522
+44% +$28.1K
BFK
1123
DELISTED
BlackRock Municipal Income Trust
BFK
$72K ﹤0.01%
5,570
– –
CPB icon
1124
Campbell Soup
CPB
$6.87B
$72K ﹤0.01%
1,556
+20
+1% +$962
CRSP icon
1125
CRISPR Therapeutics
CRSP
$5.17B
$72K ﹤0.01%
1,715
-132
-7% -$6.82K
43 44
45
46 47

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.