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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXL icon
1101
First Trust Nasdaq Semiconductor ETF
FTXL
$1.42B
$61K ﹤0.01%
1,473
+3
+0.2% +$114
CRL icon
1102
Charles River Laboratories
CRL
$12.6B
$60K ﹤0.01%
388
-542
-58% -$75K
EAF icon
1103
GrafTech
EAF
$200M
$60K ﹤0.01%
517
-47
-8% -$5.91K
IT icon
1104
Gartner
IT
$12.5B
$60K ﹤0.01%
387
+322
+495% +$49.2K
SEE
1105
DELISTED
Sealed Air
SEE
$60K ﹤0.01%
1,508
+98
+7% +$3.88K
SHAK icon
1106
Shake Shack
SHAK
$3B
$60K ﹤0.01%
1,004
+4
+0.4% +$287
BHV icon
1107
BlackRock Virginia Muni Bond Trust
BHV
$19.9M
$59K ﹤0.01%
+3,519
New +$59.2K
EIDO icon
1108
iShares MSCI Indonesia ETF
EIDO
$493M
$59K ﹤0.01%
2,313
– –
FNDX icon
1109
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$59K ﹤0.01%
4,122
– –
INTF icon
1110
iShares International Equity Factor ETF
INTF
$3.68B
$59K ﹤0.01%
+2,169
New +$57.2K
OPI
1111
DELISTED
Office Properties Income Trust
OPI
$59K ﹤0.01%
1,825
+200
+12% +$6.41K
MDC
1112
DELISTED
M.D.C. Holdings, Inc.
MDC
$59K ﹤0.01%
1,678
+480
+40% +$18.1K
AME icon
1113
Ametek
AME
$58.4B
$58K ﹤0.01%
578
+120
+26% +$11.4K
COTY icon
1114
Coty
COTY
$2.49B
$58K ﹤0.01%
5,132
+94
+2% +$1.07K
HEFA icon
1115
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.63B
$58K ﹤0.01%
+1,909
New +$58.2K
FXU icon
1116
First Trust Utilities AlphaDEX Fund
FXU
$821M
$57K ﹤0.01%
+1,964
New +$57K
NLY icon
1117
Annaly Capital Management
NLY
$17.1B
$57K ﹤0.01%
1,521
+411
+37% +$15K
NWSA icon
1118
News Corp Class A
NWSA
$15.7B
$57K ﹤0.01%
4,000
+3,795
+1,851% +$51.1K
VSGX icon
1119
Vanguard ESG International Stock ETF
VSGX
$6.69B
$57K ﹤0.01%
1,074
+268
+33% +$13.8K
ISBC
1120
DELISTED
Investors Bancorp, Inc.
ISBC
$57K ﹤0.01%
4,808
– –
BAR icon
1121
GraniteShares Gold Shares
BAR
$1.43B
$56K ﹤0.01%
+3,678
New +$54.3K
GHYG icon
1122
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$56K ﹤0.01%
1,119
+1,094
+4,376% +$53.7K
AMN icon
1123
AMN Healthcare
AMN
$1.27B
$55K ﹤0.01%
870
+12
+1% +$710
APH icon
1124
Amphenol
APH
$212B
$55K ﹤0.01%
2,020
-832
-29% -$21.2K
FBT icon
1125
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
$55K ﹤0.01%
370
– –
43 44
45
46 47

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.