We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLN icon
1076
Haleon
HLN
$44.2B
$835K ﹤0.01%
+137,252
New +$888K
CBRE icon
1077
CBRE Group
CBRE
$42.9B
$834K ﹤0.01%
12,372
+7,375
+148% +$585K
SRPT icon
1078
Sarepta Therapeutics
SRPT
$1.77B
$834K ﹤0.01%
7,545
-6,910
-48% -$696K
FBND icon
1079
Fidelity Total Bond ETF
FBND
$27.3B
$833K ﹤0.01%
18,771
+13,331
+245% +$623K
IBHC
1080
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$831K ﹤0.01%
35,575
+35,512
+56,368% +$833K
SPDW icon
1081
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$827K ﹤0.01%
32,071
+437
+1% +$12.6K
UAL icon
1082
United Airlines
UAL
$42.1B
$824K ﹤0.01%
25,357
+5,727
+29% +$213K
PTRA
1083
DELISTED
Proterra Inc. Common Stock
PTRA
$823K ﹤0.01%
165,317
+15,179
+10% +$85.1K
STT icon
1084
State Street
STT
$50.7B
$809K ﹤0.01%
13,325
+6,842
+106% +$468K
BNS icon
1085
Scotiabank
BNS
$108B
$808K ﹤0.01%
17,007
+2,415
+17% +$138K
VLUE icon
1086
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$807K ﹤0.01%
9,866
-1,245
-11% -$115K
QQEW icon
1087
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$806K ﹤0.01%
9,633
+6,588
+216% +$614K
DFAT icon
1088
Dimensional US Targeted Value ETF
DFAT
$14.7B
$804K ﹤0.01%
20,667
-12,050
-37% -$514K
NUMV icon
1089
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$802K ﹤0.01%
28,280
– –
NVG icon
1090
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$802K ﹤0.01%
68,752
-3,670
-5% -$50K
IBDQ
1091
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$798K ﹤0.01%
33,106
+5,292
+19% +$131K
XPEV icon
1092
XPeng
XPEV
$11.6B
$797K ﹤0.01%
66,775
-590
-0.9% -$12.7K
IP icon
1093
International Paper
IP
$22B
$791K ﹤0.01%
24,997
+559
+2% +$22.8K
WMS icon
1094
Advanced Drainage Systems
WMS
$10.9B
$789K ﹤0.01%
6,348
+3,212
+102% +$400K
TAGS icon
1095
Teucrium Agricultural Fund
TAGS
$19.4M
$788K ﹤0.01%
25,349
– –
WU icon
1096
Western Union
WU
$2.21B
$788K ﹤0.01%
58,457
+11,826
+25% +$185K
FBT icon
1097
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$787K ﹤0.01%
5,963
+4,545
+321% +$638K
NRG icon
1098
NRG Energy
NRG
$24.8B
$787K ﹤0.01%
20,605
-4,464
-18% -$178K
XMLV icon
1099
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$787K ﹤0.01%
16,403
-11,841
-42% -$625K
AVY icon
1100
Avery Dennison
AVY
$13.4B
$786K ﹤0.01%
4,841
+928
+24% +$168K
42 43
44
45 46

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.