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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
1076
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$424K ﹤0.01%
29,837
+1,078
+4% +$15.3K
MMP
1077
DELISTED
Magellan Midstream Partners, L.P.
MMP
$422K ﹤0.01%
9,743
-1,045
-10% -$45.7K
FXL icon
1078
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$421K ﹤0.01%
3,708
+3,679
+12,686% +$424K
AOR icon
1079
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$420K ﹤0.01%
+7,859
New +$418K
NTRS icon
1080
Northern Trust
NTRS
$33.9B
$420K ﹤0.01%
3,998
+6
+0.2% +$589
TAL icon
1081
TAL Education Group
TAL
$6.87B
$420K ﹤0.01%
7,815
+336
+4% +$24.6K
MEAR icon
1082
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$419K ﹤0.01%
8,350
-2,850
-25% -$143K
SPHQ icon
1083
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$419K ﹤0.01%
9,464
-73
-0.8% -$3.15K
EFAV icon
1084
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$418K ﹤0.01%
5,738
+3,517
+158% +$258K
INFO
1085
DELISTED
IHS Markit Ltd. Common Shares
INFO
$417K ﹤0.01%
4,313
-507
-11% -$46.4K
KBA icon
1086
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$415K ﹤0.01%
9,397
+107
+1% +$5.1K
PICK icon
1087
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
$415K ﹤0.01%
9,860
+6,409
+186% +$261K
EA
1088
DELISTED
Electronic Arts
EA
$414K ﹤0.01%
3,061
-291
-9% -$40.3K
SU icon
1089
Suncor Energy
SU
$70.3B
$412K ﹤0.01%
19,760
+2,252
+13% +$44.1K
DHS icon
1090
WisdomTree US High Dividend Fund
DHS
$1.58B
$411K ﹤0.01%
5,397
-5
-0.1% -$361
ATEC icon
1091
Alphatec Holdings
ATEC
$1.44B
$410K ﹤0.01%
26,000
– –
SNOW icon
1092
Snowflake
SNOW
$115B
$410K ﹤0.01%
1,795
+1,360
+313% +$363K
IIPR icon
1093
Innovative Industrial Properties
IIPR
$1.72B
$406K ﹤0.01%
2,257
+12
+0.5% +$2.3K
BIDU icon
1094
Baidu
BIDU
$37.2B
$405K ﹤0.01%
1,867
-5,380
-74% -$1.4M
WU icon
1095
Western Union
WU
$2.21B
$404K ﹤0.01%
16,396
-1,356
-8% -$31.9K
GSLC icon
1096
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$402K ﹤0.01%
5,090
+15
+0.3% +$1.16K
NEV
1097
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$402K ﹤0.01%
24,010
-2,861
-11% -$46K
SPTS icon
1098
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$401K ﹤0.01%
13,095
+12,753
+3,729% +$391K
CZR icon
1099
Caesars Entertainment
CZR
$6.14B
$399K ﹤0.01%
4,574
+3,128
+216% +$262K
WOOF icon
1100
Petco
WOOF
$794M
$399K ﹤0.01%
+18,048
New +$430K
42 43
44
45 46

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.