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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
1076
Canadian Natural Resources
CNQ
$93.3B
$35K ﹤0.01%
2,685
-14,815
-85% -$184K
VT icon
1077
Vanguard Total World Stock ETF
VT
$79.2B
$35K ﹤0.01%
467
-8
-2% -$598
WELL icon
1078
Welltower
WELL
$171B
$35K ﹤0.01%
386
-315
-45% -$27.4K
NM
1079
DELISTED
Navios Maritime Holdings Inc.
NM
$35K ﹤0.01%
+7,270
New +$38.4K
SAFM
1080
DELISTED
Sanderson Farms Inc
SAFM
$35K ﹤0.01%
+229
New +$32.7K
BLDR icon
1081
Builders FirstSource
BLDR
$8.16B
$34K ﹤0.01%
1,649
-65
-4% -$1.21K
CGW icon
1082
Invesco S&P Global Water Index ETF
CGW
$1.08B
$34K ﹤0.01%
+895
New +$33.4K
IWX icon
1083
iShares Russell Top 200 Value ETF
IWX
$4.05B
$34K ﹤0.01%
618
+4
+0.7% +$217
VYX icon
1084
NCR Voyix
VYX
$1.31B
$34K ﹤0.01%
1,741
+902
+108% +$17.4K
CMRE icon
1085
Costamare
CMRE
$1.77B
$33K ﹤0.01%
+5,500
New +$31.7K
LDOS icon
1086
Leidos
LDOS
$16B
$33K ﹤0.01%
385
-28
-7% -$2.35K
MFIC icon
1087
MidCap Financial Investment
MFIC
$781M
$33K ﹤0.01%
2,062
+401
+24% +$6.55K
OXLC
1088
Oxford Lane Capital
OXLC
$890M
$33K ﹤0.01%
711
+29
+4% +$1.47K
PFGC icon
1089
Performance Food Group
PFGC
$17.6B
$33K ﹤0.01%
709
+494
+230% +$22K
WUBA
1090
DELISTED
58.com Inc
WUBA
$33K ﹤0.01%
+663
New +$36.7K
IBDN
1091
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$33K ﹤0.01%
1,316
+1,161
+749% +$29.3K
AZUL
1092
DELISTED
Azul
AZUL
$32K ﹤0.01%
+899
New +$33.6K
EXR icon
1093
Extra Space Storage
EXR
$31.7B
$32K ﹤0.01%
+275
New +$31.8K
FHB icon
1094
First Hawaiian
FHB
$3.38B
$32K ﹤0.01%
1,185
+599
+102% +$15.5K
FNDA icon
1095
Schwab Fundamental US Small Company Index ETF
FNDA
$9.34B
$32K ﹤0.01%
1,716
– –
LH icon
1096
Labcorp
LH
$25.4B
$32K ﹤0.01%
221
+60
+37% +$8.76K
MJ icon
1097
Amplify Alternative Harvest ETF
MJ
$99.4M
$32K ﹤0.01%
+127
New +$40.9K
SNAP icon
1098
Snap
SNAP
$8.97B
$32K ﹤0.01%
2,020
+1,820
+910% +$29.1K
COR
1099
DELISTED
Coresite Realty Corporation
COR
$32K ﹤0.01%
266
+162
+156% +$18.6K
TCF
1100
DELISTED
TCF Financial Corporation Common Stock
TCF
$32K ﹤0.01%
844
+488
+137% +$19.4K
42 43
44
45 46

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.