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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSC icon
1051
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.09M ﹤0.01%
26,326
+2,909
+12% +$128K
TCPC icon
1052
BlackRock TCP Capital
TCPC
$345M
$1.09M ﹤0.01%
92,930
+1,664
+2% +$20K
STT icon
1053
State Street
STT
$50.7B
$1.09M ﹤0.01%
16,253
+782
+5% +$55.1K
PPLT
1054
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$1.08M ﹤0.01%
129,530
-3,540
-3% -$30.4K
HBAN icon
1055
Huntington Bancshares
HBAN
$35.5B
$1.08M ﹤0.01%
103,366
+13,904
+16% +$156K
DSEP icon
1056
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$1.07M ﹤0.01%
31,445
+10,537
+50% +$363K
NTR icon
1057
Nutrien
NTR
$30.7B
$1.07M ﹤0.01%
17,316
-1,466
-8% -$92.7K
KXI icon
1058
iShares Global Consumer Staples ETF
KXI
$1.07B
$1.07M ﹤0.01%
18,701
-2,622
-12% -$158K
QQQE icon
1059
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$1.07M ﹤0.01%
14,262
-43
-0.3% -$3.33K
MQT
1060
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1.06M ﹤0.01%
118,264
-4,991
-4% -$48.9K
UAL icon
1061
United Airlines
UAL
$42.1B
$1.06M ﹤0.01%
25,104
-116,879
-82% -$5.91M
DXJ icon
1062
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$1.06M ﹤0.01%
12,002
+72
+0.6% +$6.14K
NEWR
1063
DELISTED
New Relic, Inc.
NEWR
$1.05M ﹤0.01%
12,303
-7,697
-38% -$620K
BTU icon
1064
Peabody Energy
BTU
$2.9B
$1.04M ﹤0.01%
40,014
– –
TECH icon
1065
Bio-Techne
TECH
$11.3B
$1.04M ﹤0.01%
15,233
-744
-5% -$58.8K
EQNR icon
1066
Equinor
EQNR
$92.4B
$1.03M ﹤0.01%
31,483
+11,563
+58% +$358K
MSOS icon
1067
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$1.03M ﹤0.01%
129,147
+14,305
+12% +$90.2K
DTH icon
1068
WisdomTree International High Dividend Fund
DTH
$663M
$1.02M ﹤0.01%
28,228
+1,000
+4% +$37.2K
FRT icon
1069
Federal Realty Investment Trust
FRT
$10.3B
$1.02M ﹤0.01%
11,249
-1,575
-12% -$155K
CHY
1070
Calamos Convertible and High Income Fund
CHY
$1.06B
$1.02M ﹤0.01%
91,299
-1,335
-1% -$15K
BCX icon
1071
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$1.02M ﹤0.01%
110,429
-32,143
-23% -$301K
FHN icon
1072
First Horizon
FHN
$12.1B
$1.01M ﹤0.01%
91,973
-6,062
-6% -$75.1K
STLA icon
1073
Stellantis
STLA
$20.8B
$1.01M ﹤0.01%
52,886
+11,889
+29% +$222K
CCK icon
1074
Crown Holdings
CCK
$13.1B
$1.01M ﹤0.01%
11,428
– –
LQDH icon
1075
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$1M ﹤0.01%
10,838
-284
-3% -$26.4K
41 42
43
44 45

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NAMI
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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.