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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
(+11%)
Cap. Flow
+$925M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$333M |
| 2 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$80.3M |
| 3 |
iShares Russell 1000 Growth ETF
IWF
|
+$79.3M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$76.3M |
| 5 |
iShares Russell 1000 Value ETF
IWD
|
+$67.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$80.3M |
| 2 |
DFS
Discover Financial Services
DFS
|
+$59.6M |
| 3 |
TotalEnergies
TTE
|
+$51M |
| 4 |
Meta Platforms (Facebook)
META
|
+$45.2M |
| 5 |
Adobe
ADBE
|
+$38.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.33% |
| 2 | Financials | 11.7% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.62% |
| 5 | Industrials | 6.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Johnson Controls International
JCI
$93.6B
| $1.1M | ﹤0.01% |
16,148
-197
| -1% | -$12.1K |
|
1052
Unity
U
$17.8B
| $1.09M | ﹤0.01% |
25,165
+18,592
| +283% | +$595K |
|
|
WRK
1053
DELISTED
WestRock Company
WRK
| $1.09M | ﹤0.01% |
37,513
+9
| +0% | +$261 |
|
1054
American Airlines Group
AAL
$10.6B
| $1.09M | ﹤0.01% |
60,612
-4,602
| -7% | -$67.5K |
|
1055
Pinduoduo
PDD
$129B
| $1.08M | ﹤0.01% |
+15,648
| New | +$1.07M |
|
1056
Omega Healthcare
OHI
$14.8B
| $1.08M | ﹤0.01% |
35,171
+1,769
| +5% | +$51.1K |
|
1057
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
| $1.08M | ﹤0.01% |
27,750
+1,078
| +4% | +$40.1K |
|
1058
Roblox
RBLX
$25.7B
| $1.08M | ﹤0.01% |
26,720
+1,433
| +6% | +$57.5K |
|
1059
Zoom
ZM
$29.7B
| $1.08M | ﹤0.01% |
15,844
+1,663
| +12% | +$111K |
|
1060
iShares MSCI EAFE Growth ETF
EFG
$17B
| $1.07M | ﹤0.01% |
11,230
+575
| +5% | +$54.7K |
|
1061
TriNet
TNET
$3.06B
| $1.07M | ﹤0.01% |
11,247
-11,388
| -50% | -$1.04M |
|
1062
Clorox
CLX
$12.8B
| $1.06M | ﹤0.01% |
6,638
-1,694
| -20% | -$273K |
|
1063
Gabelli Equity Trust
GAB
$1.76B
| $1.06M | ﹤0.01% |
181,921
-84
| -0% | -$470 |
|
|
NFJ
1064
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $1.05M | ﹤0.01% |
85,873
+250
| +0.3% | +$2.95K |
|
1065
HSBC
HSBC
$352B
| $1.05M | ﹤0.01% |
26,439
+1,543
| +6% | +$57.6K |
|
1066
Tompkins Financial
TMP
$1.44B
| $1.05M | ﹤0.01% |
18,779
-2,729
| -13% | -$157K |
|
1067
PACCAR
PCAR
$69.5B
| $1.04M | ﹤0.01% |
12,475
-6,999
| -36% | -$518K |
|
|
CHY
1068
Calamos Convertible and High Income Fund
CHY
$1.04B
| $1.04M | ﹤0.01% |
92,634
-1,337
| -1% | -$14.3K |
|
1069
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
| $1.03M | ﹤0.01% |
11,122
-434
| -4% | -$39.7K |
|
1070
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
| $1.03M | ﹤0.01% |
56,766
-2,780
| -5% | -$48.7K |
|
1071
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $1.03M | ﹤0.01% |
11,293
+6
| +0.1% | +$542 |
|
1072
M&T Bank
MTB
$36.1B
| $1.03M | ﹤0.01% |
8,300
-5,757
| -41% | -$697K |
|
1073
Southern Copper
SCCO
$161B
| $1.02M | ﹤0.01% |
15,313
+4,511
| +42% | +$308K |
|
1074
Axalta
AXTA
$8.03B
| $1.02M | ﹤0.01% |
30,977
+3,012
| +11% | +$93.5K |
|
1075
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
| $1.02M | ﹤0.01% |
19,792
-2,302
| -10% | -$117K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q2 2023 Portfolio in Review
As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.
- Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
- Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
- Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
- Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
- Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
- Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.
Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.