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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSOS icon
1051
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$864K ﹤0.01%
27,419
-50,254
-65% -$1.74M
JMBS icon
1052
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$862K ﹤0.01%
16,235
-147
-0.9% -$7.82K
PAG icon
1053
Penske Automotive Group
PAG
$14.2B
$855K ﹤0.01%
8,506
+7,030
+476% +$617K
SHYD icon
1054
VanEck Short High Yield Muni ETF
SHYD
$453M
$854K ﹤0.01%
34,026
+15,857
+87% +$404K
AVY icon
1055
Avery Dennison
AVY
$13.4B
$849K ﹤0.01%
4,107
+3,010
+274% +$646K
DOC icon
1056
Healthpeak Properties
DOC
$14.8B
$849K ﹤0.01%
25,361
+5
+0% +$177
IVOL icon
1057
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
$849K ﹤0.01%
30,485
+6,665
+28% +$186K
CFA icon
1058
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$841K ﹤0.01%
11,838
-318
-3% -$23.2K
APH icon
1059
Amphenol
APH
$209B
$839K ﹤0.01%
22,944
-40
-0.2% -$1.47K
DHI icon
1060
D.R. Horton
DHI
$42.3B
$835K ﹤0.01%
9,959
+2,685
+37% +$247K
RCI icon
1061
Rogers Communications
RCI
$18.6B
$835K ﹤0.01%
17,918
+132
+0.7% +$6.64K
ANGL icon
1062
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$833K ﹤0.01%
25,205
+4,533
+22% +$150K
FTXR icon
1063
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
$832K ﹤0.01%
27,015
+4,287
+19% +$137K
AQN icon
1064
Algonquin Power & Utilities
AQN
$4.42B
$828K ﹤0.01%
56,508
-315
-0.6% -$4.86K
HPE icon
1065
Hewlett Packard
HPE
$70.5B
$828K ﹤0.01%
58,135
+16,962
+41% +$245K
LBTYK icon
1066
Liberty Global Class C
LBTYK
$3.49B
$827K ﹤0.01%
28,100
+2,872
+11% +$79.7K
IFF icon
1067
International Flavors & Fragrances
IFF
$21.9B
$825K ﹤0.01%
6,179
-196
-3% -$28.8K
ETSY icon
1068
Etsy
ETSY
$7.85B
$824K ﹤0.01%
3,970
+104
+3% +$21.1K
FTC icon
1069
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$824K ﹤0.01%
7,422
+136
+2% +$15.5K
DRE
1070
DELISTED
Duke Realty Corp.
DRE
$821K ﹤0.01%
17,164
-1,314
-7% -$66.2K
ARE icon
1071
Alexandria Real Estate Equities
ARE
$8.56B
$819K ﹤0.01%
4,294
+885
+26% +$176K
IDNA icon
1072
iShares Genomics Immunology and Healthcare ETF
IDNA
$205M
$819K ﹤0.01%
16,159
– –
ORAN
1073
DELISTED
Orange
ORAN
$819K ﹤0.01%
75,711
+74,882
+9,033% +$843K
CWH icon
1074
Camping World
CWH
$653M
$817K ﹤0.01%
21,034
+78
+0.4% +$3.06K
RSPH icon
1075
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$817K ﹤0.01%
27,420
+1,260
+5% +$38.8K
41 42
43
44 45

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.