Rockefeller Capital Management Portfolio holdings

AUM $40.5B

AUM

$40.5B

AUM Growth

+$1.91B (+5%)

Cap. Flow

+$3.64B

Cap. Flow % of AUM

8.99%

Top 10 Holdings %Top 10 Hldgs %

24.12%

Holding

1,757

New

105

Increased

879

Reduced

624

Closed

103

Top Buys

1	Salesforce CRM	$1.37B
2	Synopsys SNPS	$139M
3	Microsoft MSFT	$103M
4	NVIDIA NVDA	$92.7M
5	SPDR S&P 500 ETF Trust SPY	$81.2M

Top Sells

1	Oracle ORCL	$87.6M
2	RGEF Rockefeller Global Equity ETF RGEF	$68.1M
3	Vanguard Total World Stock ETF VT	$30.9M
4	RSMC Rockefeller U.S. Small-Mid Cap ETF RSMC	$25M
5	Costco COST	$24.3M

Sector Composition

1	Technology	21.34%
2	Financials	9.78%
3	Healthcare	6.78%
4	Industrials	5.94%
5	Consumer Discretionary	5.84%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1051	1051 Microchip Technology MCHP $35.2B	$1.94M	0%	40,065 -7,224	-15%	-$350K
1052	1052 AB Tax-Aware Short Duration Municipal ETF TAFI $780M	$1.94M	0%	77,241 +1,897	+3%	+$47.6K
1053	1053 Invesco Aerospace & Defense ETF PPA $5.4B	$1.94M	0%	16,625 +641	+4%	+$74.7K
1054	1054 Nuveen ESG Small-Cap ETF NUSC $1.14B	$1.93M	0%	50,406 -46,000	-48%	-$1.76M
1055	1055 Invesco CEF Income Composite ETF PCEF $805M	$1.93M	0%	102,478 +180	+0.2%	+$3.39K
1056	1056 iShares 0-5 Year High Yield Corporate Bond ETF SHYG $6.33B	$1.93M	0%	45,417 +22,259	+96%	+$946K
1057	1057 First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV $450M	$1.91M	0%	117,068 +72,730	+164%	+$1.19M
1058	1058 Ametek AME $41.2B	$1.91M	0%	11,079 -1,162	-9%	-$200K
1059	1059 Vanguard Long-Term Treasury ETF VGLT $9.58B	$1.89M	0%	32,791 +2,343	+8%	+$135K
1060	1060 AST SpaceMobile ASTS $7.45B	$1.89M	0%	83,025	New	+$1.89M
1061	1061 BlackRock Floating Rate Income Strategies Fund FRA $452M	$1.88M	0%	145,786 +2,074	+1%	+$26.8K
1062	1062 NYLI FTSE International Equity Currency Neutral ETF HFXI $1.03B	$1.87M	0%	67,938 +57	+0.1%	+$1.57K
1063	1063 Janus Henderson Short Duration Income ETF VNLA $2.52B	$1.87M	0%	37,998 +8,003	+27%	+$393K
1064	1064 Suncor Energy SU $45.2B	$1.87M	0%	48,165 -337	-0.7%	-$13K
1065	1065 iShares Global Tech ETF IXN $5.1B	$1.86M	0%	24,539 -600	-2%	-$45.4K
1066	1066 MP Materials MP $4.2B	$1.86M	0%	76,069 +11,167	+17%	+$273K
1067	1067 iShares Interest Rate Hedged Corporate Bond ETF LQDH $479M	$1.85M	0%	20,087 +6,524	+48%	+$602K
1068	1068 iShares ESG Aware MSCI EM ETF ESGE $4.84B	$1.85M	0%	53,001 -826	-2%	-$28.9K
1069	1069 Boston Properties BXP $11.7B	$1.85M	0%	27,564 -1,384	-5%	-$93K
1070	1070 Global X Defense Tech ETF SHLD $2.26B	$1.84M	0%	39,579 +7,935	+25%	+$369K
1071	1071 LyondellBasell Industries LYB $18.2B	$1.84M	0%	26,087 +5,822	+29%	+$410K
1072	1072 VanEck Junior Gold Miners ETF GDXJ $5.61B	$1.82M	0%	31,896 -705	-2%	-$40.3K
1073	1073 M&T Bank MTB $29.6B	$1.82M	0%	10,189 -665	-6%	-$119K
1074	1074 UDR UDR $13.6B	$1.81M	0%	40,119 +12,431	+45%	+$562K
1075	1075 VanEck Biotech ETF BBH $339M	$1.81M	0%	11,517	–	–