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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
1026
Alcon
ALC
$35B
$1.43M ﹤0.01%
18,364
-2,853
-13% -$211K
DVYE icon
1027
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.43M ﹤0.01%
53,995
-7,440
-12% -$185K
RWK icon
1028
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.43M ﹤0.01%
13,584
+305
+2% +$29.1K
INDA icon
1029
iShares MSCI India ETF
INDA
$6.63B
$1.43M ﹤0.01%
29,203
+1,315
+5% +$59.8K
SPIB icon
1030
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.42M ﹤0.01%
43,344
-2,714
-6% -$86.2K
OZ icon
1031
Belpointe PREP
OZ
$183M
$1.42M ﹤0.01%
18,360
– –
EIM
1032
Eaton Vance Municipal Bond Fund
EIM
$499M
$1.41M ﹤0.01%
139,590
-10,777
-7% -$101K
ARE icon
1033
Alexandria Real Estate Equities
ARE
$8.56B
$1.4M ﹤0.01%
11,081
+73
+0.7% +$7.86K
DOC icon
1034
Healthpeak Properties
DOC
$14.8B
$1.4M ﹤0.01%
70,623
+5,218
+8% +$91.8K
RWJ icon
1035
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.39M ﹤0.01%
33,553
-84
-0.2% -$3.1K
BIDU icon
1036
Baidu
BIDU
$37.2B
$1.39M ﹤0.01%
11,650
-235
-2% -$27.2K
FIS icon
1037
Fidelity National Information Services
FIS
$22.1B
$1.38M ﹤0.01%
22,937
-430
-2% -$23.6K
ESGE icon
1038
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1.38M ﹤0.01%
42,935
+5,165
+14% +$159K
NDMO icon
1039
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$1.37M ﹤0.01%
138,338
-128,764
-48% -$1.25M
FTC icon
1040
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.37M ﹤0.01%
12,487
-390
-3% -$39.4K
KRE icon
1041
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$1.37M ﹤0.01%
26,068
+5,449
+26% +$244K
CDC icon
1042
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.36M ﹤0.01%
24,070
+718
+3% +$40.1K
VKQ icon
1043
Invesco Municipal Trust
VKQ
$551M
$1.36M ﹤0.01%
142,750
-13,109
-8% -$116K
XYLD icon
1044
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$1.36M ﹤0.01%
34,460
+24,313
+240% +$948K
DNP icon
1045
DNP Select Income Fund
DNP
$4.09B
$1.36M ﹤0.01%
160,250
+19,992
+14% +$181K
NIO icon
1046
NIO
NIO
$11.9B
$1.36M ﹤0.01%
149,670
+447
+0.3% +$3.55K
HXL icon
1047
Hexcel
HXL
$7.82B
$1.36M ﹤0.01%
18,401
+5,859
+47% +$396K
SEMR
1048
DELISTED
Semrush
SEMR
$1.35M ﹤0.01%
98,820
+12,659
+15% +$125K
SCZ icon
1049
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.34M ﹤0.01%
21,638
-3,296
-13% -$188K
ATO icon
1050
Atmos Energy
ATO
$28.8B
$1.34M ﹤0.01%
11,550
-5,418
-32% -$605K
40 41
42
43 44

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.