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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCAX.U
1026
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$496K ﹤0.01%
+49,650
New +$517K
CLIM.U
1027
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CLIM.U
$496K ﹤0.01%
+49,630
New +$544K
SCHO icon
1028
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$491K ﹤0.01%
19,142
+5,268
+38% +$135K
ULTA icon
1029
Ulta Beauty
ULTA
$24.3B
$487K ﹤0.01%
1,578
-127
-7% -$39.5K
BSCN
1030
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$486K ﹤0.01%
22,367
– –
XT icon
1031
iShares Future Exponential Technologies ETF
XT
$3.97B
$485K ﹤0.01%
8,195
+1,500
+22% +$89.2K
VNM icon
1032
VanEck Vietnam ETF
VNM
$504M
$484K ﹤0.01%
26,774
-16,000
-37% -$286K
RSPT icon
1033
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$483K ﹤0.01%
17,900
+720
+4% +$18.9K
BBJP icon
1034
JPMorgan BetaBuilders Japan ETF
BBJP
$18.9B
$482K ﹤0.01%
8,467
-9
-0.1% -$517
SON icon
1035
Sonoco
SON
$5.74B
$481K ﹤0.01%
7,608
+582
+8% +$35.5K
DEUS icon
1036
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$473K ﹤0.01%
11,282
+713
+7% +$28.6K
TWO
1037
Two Harbors Investment
TWO
$1.27B
$473K ﹤0.01%
16,164
-2,550
-14% -$69.9K
WMG icon
1038
Warner Music
WMG
$13.8B
$472K ﹤0.01%
13,756
-1,203,480
-99% -$43.1M
STAY
1039
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$472K ﹤0.01%
23,924
+8,000
+50% +$131K
PAA icon
1040
Plains All American Pipeline
PAA
$16.1B
$470K ﹤0.01%
51,758
+875
+2% +$8K
YUMC icon
1041
Yum China
YUMC
$16.3B
$468K ﹤0.01%
7,926
+1,639
+26% +$97.9K
PCAR icon
1042
PACCAR
PCAR
$70.1B
$467K ﹤0.01%
7,544
-301
-4% -$18.8K
MOMO
1043
Hello Group
MOMO
$866M
$466K ﹤0.01%
31,640
+2,071
+7% +$33.5K
ESGV icon
1044
Vanguard ESG US Stock ETF
ESGV
$13.7B
$465K ﹤0.01%
6,309
+3,640
+136% +$264K
IYG icon
1045
iShares US Financial Services ETF
IYG
$2.2B
$464K ﹤0.01%
8,133
+7,623
+1,495% +$412K
MOAT icon
1046
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$464K ﹤0.01%
6,700
– –
FCA icon
1047
First Trust China AlphaDEX Fund
FCA
$33.3M
$462K ﹤0.01%
15,584
+43
+0.3% +$1.27K
FVT.U
1048
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
$461K ﹤0.01%
+46,100
New +$489K
OPEN icon
1049
Opendoor
OPEN
$3.38B
$457K ﹤0.01%
22,315
+11,697
+110% +$309K
SASR
1050
DELISTED
Sandy Spring Bancorp Inc
SASR
$456K ﹤0.01%
10,500
– –
40 41
42
43 44

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.