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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIM icon
1026
Invesco Value Municipal Income Trust
IIM
$598M
$95K ﹤0.01%
6,691
+6,024
+903% +$91.2K
DLN icon
1027
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$94K ﹤0.01%
2,326
-802
-26% -$39.3K
EIX icon
1028
Edison International
EIX
$26.4B
$94K ﹤0.01%
1,721
+401
+30% +$27.8K
IWY icon
1029
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$94K ﹤0.01%
1,122
+836
+292% +$79.6K
POWI icon
1030
Power Integrations
POWI
$3.61B
$94K ﹤0.01%
+2,138
New +$103K
RARE icon
1031
Ultragenyx Pharmaceutical
RARE
$2.55B
$94K ﹤0.01%
2,114
-463
-18% -$24K
WAL icon
1032
Western Alliance Bancorporation
WAL
$8.87B
$94K ﹤0.01%
3,066
+2,677
+688% +$128K
PBFX
1033
DELISTED
PBF LOGISTICS LP
PBFX
$94K ﹤0.01%
13,900
– –
MAA icon
1034
Mid-America Apartment Communities
MAA
$15.7B
$93K ﹤0.01%
900
+68
+8% +$8.84K
SCHF icon
1035
Schwab International Equity ETF
SCHF
$68.7B
$93K ﹤0.01%
7,198
+5,524
+330% +$84.9K
SHYD icon
1036
VanEck Short High Yield Muni ETF
SHYD
$456M
$93K ﹤0.01%
4,112
– –
BMY.RT
1037
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$93K ﹤0.01%
24,619
+676
+3% +$2.23K
ARWR icon
1038
Arrowhead Research
ARWR
$12.4B
$92K ﹤0.01%
+3,200
New +$129K
FOX icon
1039
Fox Class B
FOX
$23.9B
$92K ﹤0.01%
4,041
+598
+17% +$19.3K
TEVA icon
1040
Teva Pharmaceuticals
TEVA
$41.2B
$92K ﹤0.01%
10,260
+250
+2% +$2.56K
VIOO icon
1041
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.33B
$92K ﹤0.01%
1,798
+1,210
+206% +$81.9K
UFOX
1042
Defiance Space and Connective Tech ETF
UFOX
$911M
$92K ﹤0.01%
4,223
+4,010
+1,883% +$99.5K
EVRG icon
1043
Evergy
EVRG
$19.2B
$91K ﹤0.01%
1,645
+622
+61% +$40.9K
FNDX icon
1044
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$91K ﹤0.01%
8,751
+4,629
+112% +$60.3K
HIX
1045
Western Asset High Income Fund II
HIX
$355M
$91K ﹤0.01%
+18,111
New +$114K
CDNS icon
1046
Cadence Design Systems
CDNS
$93.4B
$90K ﹤0.01%
1,362
-202
-13% -$14K
HPS
1047
John Hancock Preferred Income Fund III
HPS
$458M
$90K ﹤0.01%
+6,600
New +$117K
MCHI icon
1048
iShares MSCI China ETF
MCHI
$6.38B
$90K ﹤0.01%
1,577
+854
+118% +$52.9K
MCY icon
1049
Mercury Insurance
MCY
$6.07B
$90K ﹤0.01%
+2,202
New +$100K
SWK icon
1050
Stanley Black & Decker
SWK
$15.7B
$89K ﹤0.01%
894
+522
+140% +$74.6K
40 41
42
43 44

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.