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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMX icon
1001
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$2.05M 0.01%
65,485
+5,985
+10% +$181K
CCAP icon
1002
Crescent Capital BDC
CCAP
$434M
$2.05M 0.01%
+118,642
New +$1.99M
TNET icon
1003
TriNet
TNET
$3.14B
$2.04M 0.01%
15,428
+1,644
+12% +$199K
EVTC icon
1004
Evertec
EVTC
$1.78B
$2.04M 0.01%
+51,103
New +$2.02M
LI icon
1005
Li Auto
LI
$12.7B
$2.03M 0.01%
67,126
-1,711
-2% -$56.6K
TFLO icon
1006
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$2M 0.01%
+39,389
New +$1.99M
IRDM icon
1007
Iridium Communications
IRDM
$5.29B
$1.98M 0.01%
75,674
-2,141
-3% -$69.6K
QQQM icon
1008
Invesco NASDAQ 100 ETF
QQQM
$102B
$1.98M 0.01%
+10,821
New +$1.91M
AME icon
1009
Ametek
AME
$58.2B
$1.97M 0.01%
+10,792
New +$1.86M
TEAM icon
1010
Atlassian
TEAM
$37.8B
$1.97M 0.01%
+10,107
New +$2.2M
UFOX
1011
Defiance Space and Connective Tech ETF
UFOX
$911M
$1.96M 0.01%
50,221
-10,498
-17% -$394K
IR icon
1012
Ingersoll Rand
IR
$33.7B
$1.96M 0.01%
20,658
+4,055
+24% +$347K
SLV icon
1013
iShares Silver Trust
SLV
$30.7B
$1.96M 0.01%
86,104
-6,655
-7% -$142K
ETG
1014
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.96M 0.01%
107,209
– –
FQAL icon
1015
Fidelity Quality Factor ETF
FQAL
$1.46B
$1.95M 0.01%
33,139
+1,848
+6% +$104K
BSTZ icon
1016
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$1.95M 0.01%
100,470
-16,128
-14% -$290K
MQ icon
1017
Marqeta
MQ
$1.66B
$1.95M 0.01%
81,714
-498
-0.6% -$12.3K
DNOV icon
1018
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$1.93M 0.01%
47,881
-6,559
-12% -$259K
DUSA icon
1019
Davis Select US Equity ETF
DUSA
$1.27B
$1.92M 0.01%
47,599
+1,907
+4% +$71.7K
NTAP icon
1020
NetApp
NTAP
$37.2B
$1.92M 0.01%
18,300
+134
+0.7% +$12.4K
BBH icon
1021
VanEck Biotech ETF
BBH
$422M
$1.92M 0.01%
11,517
+25
+0.2% +$4.14K
IGLB icon
1022
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$1.91M 0.01%
+37,085
New +$1.9M
DFAX icon
1023
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$1.91M 0.01%
75,058
+8
+0% +$196
WPM icon
1024
Wheaton Precious Metals
WPM
$60.9B
$1.91M 0.01%
40,515
-3,883
-9% -$175K
MQY icon
1025
BlackRock MuniYield Quality Fund
MQY
$817M
$1.91M 0.01%
155,806
+7,225
+5% +$88.5K
39 40
41
42 43

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.