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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
1001
BlackRock MuniAssets Fund
MUA
$522M
$1.55M 0.01%
146,007
+2,669
+2% +$25.7K
AI icon
1002
C3.ai
AI
$1.59B
$1.54M 0.01%
53,799
+1,959
+4% +$53.9K
BWXT icon
1003
BWX Technologies
BWXT
$15.6B
$1.54M 0.01%
20,055
-10,973
-35% -$844K
RCI icon
1004
Rogers Communications
RCI
$18.6B
$1.54M 0.01%
32,836
-5,454
-14% -$227K
AIQ icon
1005
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
$1.53M 0.01%
49,154
+24,373
+98% +$697K
HES
1006
DELISTED
Hess
HES
$1.53M 0.01%
10,588
+251
+2% +$36.8K
INTF icon
1007
iShares International Equity Factor ETF
INTF
$3.72B
$1.52M 0.01%
54,333
+44,272
+440% +$1.17M
FXI icon
1008
iShares China Large-Cap ETF
FXI
$4.31B
$1.52M 0.01%
63,256
-73,010
-54% -$1.85M
HSBC icon
1009
HSBC
HSBC
$356B
$1.52M 0.01%
37,409
+8,347
+29% +$323K
SPYM
1010
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1.5M 0.01%
+26,908
New +$1.41M
CLX icon
1011
Clorox
CLX
$12.7B
$1.5M 0.01%
+10,536
New +$1.4M
IWX icon
1012
iShares Russell Top 200 Value ETF
IWX
$4.07B
$1.5M 0.01%
21,338
+272
+1% +$18K
CEG icon
1013
Constellation Energy
CEG
$95.6B
$1.5M 0.01%
+12,794
New +$1.49M
PPBI
1014
DELISTED
Pacific Premier Bancorp
PPBI
$1.49M 0.01%
51,139
-2,153
-4% -$50.1K
SRLN icon
1015
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$1.48M 0.01%
35,369
+1,519
+4% +$63.3K
BNY
1016
Bank of New York Mellon
BNY
$107B
$1.48M ﹤0.01%
28,452
+2,378
+9% +$110K
JHMM icon
1017
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
$1.48M ﹤0.01%
28,101
+449
+2% +$21.7K
ON icon
1018
ON Semiconductor
ON
$31.6B
$1.48M ﹤0.01%
17,669
+455
+3% +$35.8K
CGDV icon
1019
Capital Group Dividend Value ETF
CGDV
$38.9B
$1.47M ﹤0.01%
+49,340
New +$1.36M
DBEF icon
1020
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.46M ﹤0.01%
39,565
+6,467
+20% +$229K
EWL icon
1021
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.46M ﹤0.01%
30,190
-86
-0.3% -$3.83K
DELL icon
1022
Dell
DELL
$293B
$1.45M ﹤0.01%
18,994
+1,271
+7% +$89.8K
FFC
1023
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.45M ﹤0.01%
104,520
+88,621
+557% +$1.17M
TPYP icon
1024
Tortoise North American Pipeline ETF
TPYP
$848M
$1.45M ﹤0.01%
55,932
-10,910
-16% -$276K
PCEF icon
1025
Invesco CEF Income Composite ETF
PCEF
$814M
$1.44M ﹤0.01%
79,973
-16,321
-17% -$281K
39 40
41
42 43

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.