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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
1001
Fidelity National Information Services
FIS
$22.1B
$1.29M 0.01%
23,367
-8,125
-26% -$468K
MUA icon
1002
BlackRock MuniAssets Fund
MUA
$522M
$1.29M 0.01%
143,338
+8,037
+6% +$79.1K
FQAL icon
1003
Fidelity Quality Factor ETF
FQAL
$1.46B
$1.29M 0.01%
26,169
+918
+4% +$46.8K
SON icon
1004
Sonoco
SON
$5.74B
$1.29M 0.01%
23,699
-2,547
-10% -$144K
PINS icon
1005
Pinterest
PINS
$13.4B
$1.28M 0.01%
47,502
+21,434
+82% +$585K
MAS icon
1006
Masco
MAS
$15.3B
$1.27M ﹤0.01%
23,823
-59
-0.2% -$3.4K
BTZ icon
1007
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.27M ﹤0.01%
130,864
+2,571
+2% +$25.8K
PDX
1008
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$1.26M ﹤0.01%
63,454
– –
ITM icon
1009
VanEck Intermediate Muni ETF
ITM
$2.15B
$1.26M ﹤0.01%
28,469
-12,227
-30% -$556K
LEN icon
1010
Lennar Class A
LEN
$21.2B
$1.25M ﹤0.01%
11,539
-59,323
-84% -$6.96M
IIM icon
1011
Invesco Value Municipal Income Trust
IIM
$598M
$1.25M ﹤0.01%
120,064
+21,782
+22% +$251K
EQT icon
1012
EQT Corp
EQT
$32.3B
$1.25M ﹤0.01%
30,724
-1,279
-4% -$52.9K
FTC icon
1013
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.25M ﹤0.01%
12,877
+487
+4% +$49K
RWK icon
1014
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.25M ﹤0.01%
13,279
+6
+0% +$583
APAM icon
1015
Artisan Partners
APAM
$3.02B
$1.23M ﹤0.01%
32,972
+2,316
+8% +$89.8K
INDA icon
1016
iShares MSCI India ETF
INDA
$6.63B
$1.23M ﹤0.01%
27,888
+1,184
+4% +$52.4K
EEMV icon
1017
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1.23M ﹤0.01%
23,093
-11,108
-32% -$610K
RWJ icon
1018
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.23M ﹤0.01%
33,637
+103
+0.3% +$3.96K
DELL icon
1019
Dell
DELL
$293B
$1.22M ﹤0.01%
17,723
+1,144
+7% +$68.2K
JPI
1020
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.21M ﹤0.01%
70,550
-535
-0.8% -$9.21K
SNX icon
1021
TD Synnex
SNX
$20.2B
$1.21M ﹤0.01%
12,118
+248
+2% +$24.5K
DIVO icon
1022
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$1.21M ﹤0.01%
34,747
-764
-2% -$27.5K
BLE
1023
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.2M ﹤0.01%
131,765
-4,893
-4% -$49.2K
DOC icon
1024
Healthpeak Properties
DOC
$14.8B
$1.2M ﹤0.01%
65,405
+24,166
+59% +$496K
PMO
1025
Franklin Municipal Opportunities Trust
PMO
$285M
$1.2M ﹤0.01%
130,519
-11,885
-8% -$118K
39 40
41
42 43

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.