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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
1001
Alcoa
AA
$13.2B
$1.01M 0.01%
22,311
+6,605
+42% +$287K
PTY icon
1002
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.01M 0.01%
84,376
-81,769
-49% -$1.02M
SPSM icon
1003
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$1.01M 0.01%
27,328
-1,225
-4% -$45.9K
ZM icon
1004
Zoom
ZM
$30.6B
$1M 0.01%
14,852
-2,901
-16% -$220K
CBRE icon
1005
CBRE Group
CBRE
$42.9B
$1M 0.01%
13,040
+668
+5% +$49.3K
TV icon
1006
Televisa
TV
$1.49B
$999K 0.01%
219,240
+78,000
+55% +$405K
DFAX icon
1007
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$998K 0.01%
46,294
-233
-0.5% -$4.84K
IMTM icon
1008
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
$998K 0.01%
32,381
+28,978
+852% +$861K
CHY
1009
Calamos Convertible and High Income Fund
CHY
$1.06B
$991K 0.01%
94,022
+777
+0.8% +$8.65K
GLO
1010
Clough Global Opportunities Fund
GLO
$257M
$989K 0.01%
195,206
-103,315
-35% -$581K
DSL
1011
DoubleLine Income Solutions Fund
DSL
$1.24B
$987K 0.01%
89,079
-72,764
-45% -$826K
FQAL icon
1012
Fidelity Quality Factor ETF
FQAL
$1.46B
$985K 0.01%
22,208
+284
+1% +$12.7K
IP icon
1013
International Paper
IP
$22B
$985K 0.01%
28,477
+3,480
+14% +$120K
TPL icon
1014
Texas Pacific Land
TPL
$23.5B
$984K ﹤0.01%
3,780
+1,098
+41% +$291K
BNT
1015
Brookfield Wealth Solutions
BNT
$12.2B
$984K ﹤0.01%
47,193
-765
-2% -$20.3K
LAZ icon
1016
Lazard
LAZ
$4.31B
$983K ﹤0.01%
28,377
-24,199
-46% -$860K
IYG icon
1017
iShares US Financial Services ETF
IYG
$2.2B
$981K ﹤0.01%
18,684
-3,273
-15% -$172K
RQI icon
1018
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$981K ﹤0.01%
85,343
-15,186
-15% -$183K
EFAV icon
1019
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$977K ﹤0.01%
15,378
-8,622
-36% -$527K
IBDP
1020
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$970K ﹤0.01%
39,732
-13,328
-25% -$325K
CEG icon
1021
Constellation Energy
CEG
$95.6B
$966K ﹤0.01%
11,215
-897
-7% -$80.7K
MVF
1022
DELISTED
BlackRock MuniVest Fund
MVF
$964K ﹤0.01%
137,617
-31,232
-18% -$209K
PHK
1023
PIMCO High Income Fund
PHK
$880M
$964K ﹤0.01%
203,998
-29,263
-13% -$141K
NFJ
1024
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$962K ﹤0.01%
85,344
-4,426
-5% -$50.2K
VOOG icon
1025
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$958K ﹤0.01%
27,276
-12,780
-32% -$461K
39 40
41
42 43

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NAMI
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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.