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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
1001
FirstEnergy
FE
$27.5B
$1M 0.01%
28,235
+5,842
+26% +$222K
ITOT icon
1002
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$1M 0.01%
10,193
-741
-7% -$74.9K
AYI icon
1003
Acuity Brands
AYI
$10.8B
$991K 0.01%
5,721
+20
+0.4% +$3.51K
WTS icon
1004
Watts Water Technologies
WTS
$13.1B
$986K 0.01%
5,866
+4
+0.1% +$641
CEF icon
1005
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$983K 0.01%
57,415
-91,207
-61% -$1.64M
GRMN
1006
Garmin
GRMN
$60B
$977K 0.01%
6,289
-1,137
-15% -$185K
QQQJ icon
1007
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$977K 0.01%
29,590
-1,274
-4% -$43.4K
SPHB icon
1008
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
$973K 0.01%
13,319
-7,113
-35% -$523K
ZNGA
1009
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$971K 0.01%
128,985
+2,993
+2% +$27.2K
FIXD icon
1010
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$970K 0.01%
18,121
-493
-3% -$26.6K
PV
1011
DELISTED
Primavera Capital Acquisition Corporation
PV
$969K 0.01%
99,400
+33,000
+50% +$320K
WELL icon
1012
Welltower
WELL
$171B
$967K 0.01%
11,747
+1,042
+10% +$89.5K
PDI icon
1013
PIMCO Dynamic Income Fund
PDI
$7.42B
$966K 0.01%
36,347
+10,834
+42% +$304K
BBJP icon
1014
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$965K 0.01%
16,450
-1,975
-11% -$114K
HBAN icon
1015
Huntington Bancshares
HBAN
$35.5B
$962K 0.01%
62,274
-6,777
-10% -$99.8K
MTCH icon
1016
Match Group
MTCH
$8.55B
$959K 0.01%
6,122
-2,593
-30% -$395K
SDOG icon
1017
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$958K 0.01%
18,752
+3,796
+25% +$198K
GWRE icon
1018
Guidewire Software
GWRE
$14.2B
$956K 0.01%
8,047
-42
-0.5% -$4.85K
FAD icon
1019
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$951K 0.01%
8,045
+99
+1% +$11.9K
LBRDK icon
1020
Liberty Broadband Class C
LBRDK
$5.15B
$950K 0.01%
5,502
+260
+5% +$46.8K
TRI icon
1021
Thomson Reuters
TRI
$44.1B
$950K 0.01%
8,167
+223
+3% +$26K
ES icon
1022
Eversource Energy
ES
$27.2B
$947K 0.01%
11,582
+6,081
+111% +$528K
CHPT icon
1023
ChargePoint
CHPT
$161M
$937K ﹤0.01%
2,346
+1,740
+287% +$810K
SNV
1024
DELISTED
Synovus
SNV
$936K ﹤0.01%
21,332
+394
+2% +$16.7K
BTX
1025
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$936K ﹤0.01%
51,717
+22,604
+78% +$439K
39 40
41
42 43

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.