We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
1001
FirstEnergy
FE
$27.4B
$833K ﹤0.01%
22,393
+1,923
+9% +$71.5K
FMB icon
1002
First Trust Managed Municipal ETF
FMB
$2.06B
$833K ﹤0.01%
14,556
+8,808
+153% +$503K
TRI icon
1003
Thomson Reuters
TRI
$43.5B
$831K ﹤0.01%
7,944
+541
+7% +$54.2K
HYHG icon
1004
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$805K ﹤0.01%
12,750
+7,500
+143% +$471K
NKLA
1005
DELISTED
Nikola Corporation Common Stock
NKLA
$804K ﹤0.01%
1,485
+1,435
+2,870% +$598K
FMAY icon
1006
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$803K ﹤0.01%
22,205
+20,705
+1,380% +$736K
OM icon
1007
Outset Medical
OM
$96.2M
$800K ﹤0.01%
1,068
+204
+24% +$156K
DXJ icon
1008
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$799K ﹤0.01%
13,109
+10,595
+421% +$645K
FTC icon
1009
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$799K ﹤0.01%
7,286
+186
+3% +$19.2K
BCSF icon
1010
Bain Capital Specialty
BCSF
$836M
$797K ﹤0.01%
52,127
+29,258
+128% +$462K
ALSN icon
1011
Allison Transmission
ALSN
$9.74B
$796K ﹤0.01%
20,045
+1,743
+10% +$74.1K
ETSY icon
1012
Etsy
ETSY
$7.78B
$795K ﹤0.01%
3,866
-471
-11% -$87.2K
Z icon
1013
Zillow
Z
$7.23B
$792K ﹤0.01%
6,485
+546
+9% +$66.4K
SDOG icon
1014
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$791K ﹤0.01%
14,956
+10
+0.1% +$537
HSY icon
1015
Hershey
HSY
$36.5B
$789K ﹤0.01%
4,532
+3,373
+291% +$568K
THW
1016
abrdn World Healthcare Fund
THW
$544M
$789K ﹤0.01%
48,000
– –
GMBT
1017
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$787K ﹤0.01%
+80,982
New +$790K
APH icon
1018
Amphenol
APH
$212B
$785K ﹤0.01%
22,984
+4,110
+22% +$139K
SOXX icon
1019
iShares Semiconductor ETF
SOXX
$48.1B
$785K ﹤0.01%
5,184
-174
-3% -$24.9K
MYOV
1020
DELISTED
Myovant Sciences Ltd.
MYOV
$785K ﹤0.01%
34,500
+9,600
+39% +$202K
FXD icon
1021
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$782K ﹤0.01%
12,892
-15,284
-54% -$919K
SMOG icon
1022
VanEck Low Carbon Energy ETF
SMOG
$132M
$782K ﹤0.01%
4,857
+436
+10% +$65.9K
CSL icon
1023
Carlisle Companies
CSL
$15.3B
$778K ﹤0.01%
4,068
+4,031
+10,895% +$750K
BGY icon
1024
BlackRock Enhanced International Dividend Trust
BGY
$524M
$773K ﹤0.01%
118,032
-5,632
-5% -$35.9K
PBE icon
1025
Invesco Biotechnology & Genome ETF
PBE
$287M
$773K ﹤0.01%
10,000
– –
39 40
41
42 43

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.