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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
1001
Vanguard Long-Term Bond ETF
BLV
$5.75B
$524K ﹤0.01%
5,345
+637
+14% +$65.4K
VLO icon
1002
Valero Energy
VLO
$85.9B
$523K ﹤0.01%
7,307
+2,285
+45% +$155K
HYLB icon
1003
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$522K ﹤0.01%
13,058
+1,588
+14% +$63.4K
LGOV icon
1004
First Trust Long Duration Opportunities ETF
LGOV
$622M
$521K ﹤0.01%
19,408
+2,100
+12% +$58.4K
SPSM icon
1005
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$519K ﹤0.01%
12,301
-499
-4% -$20.3K
CX icon
1006
Cemex
CX
$16.3B
$516K ﹤0.01%
74,167
-763
-1% -$4.93K
ATIP
1007
DELISTED
ATI Physical Therapy, Inc.
ATIP
$516K ﹤0.01%
1,036
-57
-5% -$31.2K
PAGS icon
1008
PagSeguro Digital
PAGS
$2.55B
$514K ﹤0.01%
11,110
+7,182
+183% +$385K
BBEU icon
1009
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$513K ﹤0.01%
9,376
+638
+7% +$34.5K
DDOG icon
1010
Datadog
DDOG
$84B
$513K ﹤0.01%
6,157
+30
+0.5% +$2.89K
FNCL icon
1011
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$513K ﹤0.01%
10,500
– –
OHI icon
1012
Omega Healthcare
OHI
$14.7B
$513K ﹤0.01%
14,011
+1,923
+16% +$70.8K
MYOV
1013
DELISTED
Myovant Sciences Ltd.
MYOV
$512K ﹤0.01%
+24,900
New +$567K
PWZ icon
1014
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$510K ﹤0.01%
18,461
– –
PV.U
1015
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
$510K ﹤0.01%
+49,800
New +$533K
ARWR icon
1016
Arrowhead Research
ARWR
$12.4B
$509K ﹤0.01%
7,690
+3,018
+65% +$234K
DIM icon
1017
WisdomTree International MidCap Dividend Fund
DIM
$170M
$509K ﹤0.01%
7,598
– –
XOP icon
1018
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$509K ﹤0.01%
6,259
+786
+14% +$60K
DNL icon
1019
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$508K ﹤0.01%
+13,108
New +$513K
OLED icon
1020
Universal Display
OLED
$4.19B
$502K ﹤0.01%
2,125
-51
-2% -$11.8K
FLG
1021
Flagstar Bank National Association
FLG
$5.82B
$502K ﹤0.01%
13,279
-266
-2% -$9.2K
CGW icon
1022
Invesco S&P Global Water Index ETF
CGW
$1.08B
$501K ﹤0.01%
10,198
-922
-8% -$44.7K
EFAS icon
1023
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$501K ﹤0.01%
32,000
– –
FXI icon
1024
iShares China Large-Cap ETF
FXI
$4.31B
$500K ﹤0.01%
10,747
+1,174
+12% +$58.3K
DES icon
1025
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$498K ﹤0.01%
15,991
+114
+0.7% +$3.36K
39 40
41
42 43

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.