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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
1001
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$105K ﹤0.01%
+1,904
New +$129K
ONC
1002
BeOne Medicines Ltd
ONC
$39.4B
$105K ﹤0.01%
856
-411
-32% -$64.3K
MQY icon
1003
BlackRock MuniYield Quality Fund
MQY
$817M
$104K ﹤0.01%
+7,115
New +$106K
PHI icon
1004
PLDT
PHI
$4.33B
$104K ﹤0.01%
5,055
– –
TILT icon
1005
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$104K ﹤0.01%
1,118
+525
+89% +$61.3K
WRK
1006
DELISTED
WestRock Company
WRK
$104K ﹤0.01%
3,692
-40,130
-92% -$1.44M
DDOG icon
1007
Datadog
DDOG
$84B
$103K ﹤0.01%
+2,849
New +$117K
DLTR icon
1008
Dollar Tree
DLTR
$25.2B
$103K ﹤0.01%
1,414
+65
+5% +$5.53K
MOO icon
1009
VanEck Agribusiness ETF
MOO
$973M
$103K ﹤0.01%
2,000
+1,400
+233% +$85.9K
XEL icon
1010
Xcel Energy
XEL
$48.8B
$103K ﹤0.01%
1,708
+45
+3% +$2.93K
CXO
1011
DELISTED
CONCHO RESOURCES INC.
CXO
$103K ﹤0.01%
2,404
+330
+16% +$23K
EOS
1012
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$102K ﹤0.01%
7,342
-6,863
-48% -$115K
AYX
1013
DELISTED
Alteryx Inc
AYX
$101K ﹤0.01%
1,064
-160
-13% -$19.9K
SMMCU
1014
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$100K ﹤0.01%
10,000
– –
CHD icon
1015
Church & Dwight Co
CHD
$24.5B
$99K ﹤0.01%
1,550
+154
+11% +$10.9K
PPLI
1016
People Inc
PPLI
$3.1B
$99K ﹤0.01%
3,077
+777
+34% +$30.8K
EMD
1017
Western Asset Emerging Markets Debt Fund
EMD
$616M
$98K ﹤0.01%
9,329
+9,000
+2,736% +$122K
K
1018
DELISTED
Kellanova
K
$98K ﹤0.01%
1,744
+108
+7% +$6.62K
BSCO
1019
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$98K ﹤0.01%
4,762
-1,624
-25% -$34.5K
MCO icon
1020
Moody's
MCO
$82.7B
$97K ﹤0.01%
458
+359
+363% +$87.3K
BTO
1021
John Hancock Financial Opportunities Fund
BTO
$803M
$96K ﹤0.01%
+5,260
New +$156K
GNRC icon
1022
Generac Holdings
GNRC
$12.5B
$96K ﹤0.01%
1,033
– –
HII icon
1023
Huntington Ingalls Industries
HII
$12.8B
$96K ﹤0.01%
527
-7
-1% -$1.63K
VIOV icon
1024
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.9B
$96K ﹤0.01%
2,222
+812
+58% +$48.6K
BHK icon
1025
BlackRock Core Bond Trust
BHK
$667M
$95K ﹤0.01%
7,199
+3,907
+119% +$57K
39 40
41
42 43

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.