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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLN icon
976
Haleon
HLN
$44.2B
$1.36M 0.01%
162,682
-4,227
-3% -$36.1K
ASO icon
977
Academy Sports + Outdoors
ASO
$2.94B
$1.34M 0.01%
24,884
-6,374
-20% -$366K
IP icon
978
International Paper
IP
$21.5B
$1.34M 0.01%
42,246
+7,518
+22% +$246K
CDC icon
979
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$740M
$1.34M 0.01%
23,218
-153
-0.7% -$9K
DSMC icon
980
Distillate Small/Mid Cash Flow ETF
DSMC
$140M
$1.33M 0.01%
45,649
+155
+0.3% +$4.38K
ALB icon
981
Albemarle
ALB
$14.8B
$1.32M 0.01%
5,931
+1,202
+25% +$246K
EQT icon
982
EQT Corp
EQT
$32.3B
$1.32M 0.01%
32,003
-2,815
-8% -$99.5K
PTA icon
983
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$1.31M 0.01%
75,387
-12,837
-15% -$217K
SPYX icon
984
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.83B
$1.31M 0.01%
36,211
-4,111
-10% -$140K
KXI icon
985
iShares Global Consumer Staples ETF
KXI
$1.07B
$1.3M 0.01%
21,323
+3,127
+17% +$195K
TECH icon
986
Bio-Techne
TECH
$11.2B
$1.3M 0.01%
15,977
-4,687
-23% -$377K
BTZ icon
987
BlackRock Credit Allocation Income Trust
BTZ
$947M
$1.3M 0.01%
128,293
-1,277
-1% -$13.1K
EIM
988
Eaton Vance Municipal Bond Fund
EIM
$495M
$1.3M 0.01%
130,470
-6,298
-5% -$63.4K
SJM icon
989
J.M. Smucker
SJM
$12.7B
$1.29M 0.01%
8,765
+2,271
+35% +$346K
BCX icon
990
BlackRock Resources & Commodities Strategy Trust
BCX
$917M
$1.29M 0.01%
142,572
-14,066
-9% -$131K
IUSB icon
991
iShares Core Universal USD Bond ETF
IUSB
$43B
$1.28M 0.01%
28,253
-37,314
-57% -$1.71M
DIVO icon
992
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.79B
$1.28M 0.01%
35,511
– –
FQAL icon
993
Fidelity Quality Factor ETF
FQAL
$1.45B
$1.28M ﹤0.01%
25,251
-2,078
-8% -$100K
RWK icon
994
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.28M ﹤0.01%
13,273
+19
+0.1% +$1.71K
TIGO icon
995
Millicom
TIGO
$17.5B
$1.27M ﹤0.01%
83,350
– –
FJUN icon
996
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$1.27M ﹤0.01%
30,641
-25,533
-45% -$1M
RWJ icon
997
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$1.27M ﹤0.01%
33,534
+90
+0.3% +$3.29K
DBEF icon
998
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.33B
$1.27M ﹤0.01%
35,769
-5,614
-14% -$202K
BNL icon
999
Broadstone Net Lease
BNL
$4.06B
$1.26M ﹤0.01%
81,419
-6,167
-7% -$98.8K
FTC icon
1000
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$1.26M ﹤0.01%
12,390
-494
-4% -$46.7K
38 39
40
41 42

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.