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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
976
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.29M 0.01%
107,960
+22,617
+27% +$283K
AZO icon
977
AutoZone
AZO
$51.1B
$1.28M 0.01%
522
+16
+3% +$39K
FTSL icon
978
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.28M 0.01%
28,341
-131
-0.5% -$5.95K
IOO icon
979
iShares Global 100 ETF
IOO
$9.25B
$1.28M 0.01%
18,280
+51
+0.3% +$3.42K
PPBI
980
DELISTED
Pacific Premier Bancorp
PPBI
$1.26M 0.01%
52,683
+45,140
+598% +$1.37M
DIVO icon
981
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$1.26M 0.01%
35,511
+104
+0.3% +$3.69K
FTEC icon
982
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$1.26M 0.01%
11,050
+24
+0.2% +$2.51K
FXR icon
983
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$1.26M 0.01%
22,625
-24,743
-52% -$1.37M
IP icon
984
International Paper
IP
$22B
$1.25M 0.01%
34,728
+6,251
+22% +$232K
NTR icon
985
Nutrien
NTR
$30.7B
$1.25M 0.01%
16,925
+359
+2% +$27.7K
RWJ icon
986
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.25M 0.01%
33,444
+234
+0.7% +$9.09K
IYH icon
987
iShares US Healthcare ETF
IYH
$3.54B
$1.25M 0.01%
22,805
-2,015
-8% -$111K
PPLT
988
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$1.24M 0.01%
134,670
– –
GSLC icon
989
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$1.24M 0.01%
15,246
+6,201
+69% +$492K
MOO icon
990
VanEck Agribusiness ETF
MOO
$969M
$1.23M 0.01%
14,128
-953
-6% -$84.2K
FTXG icon
991
First Trust Nasdaq Food & Beverage ETF
FTXG
$23.9M
$1.22M 0.01%
45,443
+711
+2% +$18.8K
BAX icon
992
Baxter International
BAX
$14.2B
$1.22M 0.01%
30,074
-1,372
-4% -$58.2K
CC icon
993
Chemours
CC
$2.37B
$1.22M 0.01%
40,733
+3,602
+10% +$119K
AXON
994
Axon Enterprise
AXON
$46.4B
$1.21M 0.01%
5,392
+3,151
+141% +$626K
BBBY
995
Bed Bath & Beyond
BBBY
$442M
$1.2M 0.01%
65,230
+11,000
+20% +$205K
RWK icon
996
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.2M 0.01%
13,254
-28
-0.2% -$2.58K
FTC icon
997
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.2M 0.01%
12,884
+903
+8% +$84K
NTLA icon
998
Intellia Therapeutics
NTLA
$1.67B
$1.2M 0.01%
32,149
+8,788
+38% +$345K
WSC icon
999
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.2M 0.01%
25,547
-1,217
-5% -$58.6K
APH icon
1000
Amphenol
APH
$209B
$1.19M 0.01%
29,052
-7,436
-20% -$294K
38 39
40
41 42

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.