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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
976
D.R. Horton
DHI
$42.3B
$1.1M 0.01%
16,346
-139,400
-90% -$10.3M
SBAC icon
977
SBA Communications
SBAC
$19.5B
$1.1M 0.01%
3,868
-2,598
-40% -$843K
ADSK icon
978
Autodesk
ADSK
$52.6B
$1.09M 0.01%
5,822
+757
+15% +$153K
LQDH icon
979
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$1.09M 0.01%
12,258
-1,997
-14% -$181K
IOO icon
980
iShares Global 100 ETF
IOO
$9.25B
$1.09M 0.01%
18,262
-569
-3% -$37.7K
FTXG icon
981
First Trust Nasdaq Food & Beverage ETF
FTXG
$23.9M
$1.08M 0.01%
43,656
+18,334
+72% +$486K
PHK
982
PIMCO High Income Fund
PHK
$880M
$1.08M 0.01%
233,261
+3,454
+2% +$17.6K
ES icon
983
Eversource Energy
ES
$27.2B
$1.08M 0.01%
13,845
+122
+0.9% +$10.8K
STIP icon
984
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.08M 0.01%
11,232
+5,133
+84% +$514K
JNK icon
985
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.07M 0.01%
12,245
-4,649
-28% -$433K
ALLY icon
986
Ally Financial
ALLY
$13.3B
$1.07M 0.01%
38,579
-1,010
-3% -$33.5K
IHAK icon
987
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$1.07M 0.01%
31,575
+489
+2% +$17.9K
STEM icon
988
Stem
STEM
$52.7M
$1.06M 0.01%
3,975
+3,688
+1,285% +$943K
VTR icon
989
Ventas
VTR
$47.9B
$1.05M 0.01%
26,253
+1,868
+8% +$91.8K
BKLN icon
990
Invesco Senior Loan ETF
BKLN
$6.81B
$1.05M 0.01%
52,154
+5,097
+11% +$106K
GAB icon
991
Gabelli Equity Trust
GAB
$1.79B
$1.05M 0.01%
190,567
-10,366
-5% -$63.9K
IT icon
992
Gartner
IT
$11.7B
$1.05M 0.01%
3,790
+984
+35% +$276K
OMC icon
993
Omnicom Group
OMC
$23.4B
$1.05M 0.01%
16,614
-31,022
-65% -$2.1M
CLX icon
994
Clorox
CLX
$12.7B
$1.05M 0.01%
8,150
+84
+1% +$12.1K
WST icon
995
West Pharmaceutical
WST
$24.9B
$1.04M 0.01%
4,252
-162
-4% -$49.4K
INCY icon
996
Incyte
INCY
$24.4B
$1.04M 0.01%
15,675
-54
-0.3% -$3.99K
FTC icon
997
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.03M 0.01%
12,106
+1,873
+18% +$175K
IYG icon
998
iShares US Financial Services ETF
IYG
$2.2B
$1.03M 0.01%
21,957
-2,235
-9% -$117K
HYS icon
999
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.03M 0.01%
11,813
+4,149
+54% +$376K
QTEC icon
1000
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1.03M 0.01%
9,793
+967
+11% +$118K
38 39
40
41 42

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.