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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXC icon
976
iShares Global Energy ETF
IXC
$2.75B
$98K ﹤0.01%
3,181
-32,592
-91% -$999K
MSCI icon
977
MSCI
MSCI
$41.6B
$98K ﹤0.01%
381
+47
+14% +$11.5K
RGLS
978
DELISTED
Regulus Therapeutics
RGLS
$98K ﹤0.01%
10,984
+10,317
+1,547% +$71.7K
TEVA icon
979
Teva Pharmaceuticals
TEVA
$40.5B
$98K ﹤0.01%
10,010
+8,861
+771% +$79.1K
VIOV icon
980
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$98K ﹤0.01%
+1,410
New +$94.3K
DCP
981
DELISTED
DCP Midstream, LP
DCP
$98K ﹤0.01%
4,020
– –
SBAC icon
982
SBA Communications
SBAC
$18.9B
$97K ﹤0.01%
401
+186
+87% +$44.1K
SMLF icon
983
iShares US Small Cap Equity Factor ETF
SMLF
$4.23B
$97K ﹤0.01%
+2,253
New +$93.3K
SSNC icon
984
SS&C Technologies
SSNC
$18.6B
$97K ﹤0.01%
1,574
– –
HPE icon
985
Hewlett Packard
HPE
$70.5B
$96K ﹤0.01%
6,064
+187
+3% +$2.99K
KIM icon
986
Kimco Realty
KIM
$16.8B
$95K ﹤0.01%
4,592
-605
-12% -$12.7K
SNV
987
DELISTED
Synovus
SNV
$95K ﹤0.01%
2,424
-13,168
-84% -$484K
ICF icon
988
iShares Select U.S. REIT ETF
ICF
$2.1B
$94K ﹤0.01%
1,604
+604
+60% +$35.5K
JNPR
989
DELISTED
Juniper Networks
JNPR
$94K ﹤0.01%
3,835
– –
RA
990
Brookfield Real Assets Income Fund
RA
$713M
$94K ﹤0.01%
+4,393
New +$97.7K
UGI icon
991
UGI
UGI
$7.62B
$94K ﹤0.01%
+2,092
New +$95.8K
USMV icon
992
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$93K ﹤0.01%
1,425
+648
+83% +$41.6K
LSXMK
993
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$93K ﹤0.01%
2,539
+353
+16% +$12.3K
HSIC icon
994
Henry Schein
HSIC
$10.2B
$92K ﹤0.01%
1,382
+214
+18% +$14.2K
PMX
995
DELISTED
PIMCO Municipal Income Fund III
PMX
$92K ﹤0.01%
7,310
– –
FCT
996
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$91K ﹤0.01%
7,220
-60
-0.8% -$725
DECK icon
997
Deckers Outdoor
DECK
$13.5B
$90K ﹤0.01%
3,204
– –
LBRT icon
998
Liberty Energy
LBRT
$3.17B
$90K ﹤0.01%
+8,075
New +$76.6K
PNW icon
999
Pinnacle West Capital
PNW
$12.3B
$90K ﹤0.01%
1,000
-42
-4% -$3.79K
EMGF icon
1000
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$89K ﹤0.01%
+1,950
New +$84.2K
38 39
40
41 42

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.