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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Sixth Street Specialty
TSLX
$1.72B
| $49K | ﹤0.01% |
2,348
+663
| +39% | +$13.5K |
|
977
BlackRock Core Bond Trust
BHK
$654M
| $48K | ﹤0.01% |
+3,292
| New | +$47.1K |
|
978
TechnipFMC
FTI
$27.2B
| $48K | ﹤0.01% |
2,688
+366
| +16% | +$6.83K |
|
979
Nuveen Mortgage and Income Fund
JLS
$94.8M
| $48K | ﹤0.01% |
+2,095
| New | +$48.4K |
|
980
RELX
RELX
$63.9B
| $48K | ﹤0.01% |
2,028
+281
| +16% | +$6.71K |
|
981
Vanguard Health Care ETF
VHT
$18.4B
| $48K | ﹤0.01% |
285
+195
| +217% | +$33.4K |
|
|
MDC
982
DELISTED
M.D.C. Holdings, Inc.
MDC
| $48K | ﹤0.01% |
+1,198
| New | +$42.1K |
|
|
AABA
983
DELISTED
Altaba Inc
AABA
| $48K | ﹤0.01% |
2,460
+2,100
| +583% | +$139K |
|
984
Global X SuperDividend US ETF
DIV
$780M
| $47K | ﹤0.01% |
+1,981
| New | +$45.3K |
|
985
ProShares UltraShort QQQ
QID
$251M
| $47K | ﹤0.01% |
79
| – | – |
|
986
Webster Financial
WBS
$12.8B
| $47K | ﹤0.01% |
+1,009
| New | +$47.7K |
|
|
EQC
987
DELISTED
Equity Commonwealth
EQC
| $47K | ﹤0.01% |
+1,376
| New | +$46.2K |
|
988
Antero Midstream
AM
$10B
| $46K | ﹤0.01% |
6,222
-47,580
| -88% | -$411K |
|
989
Check Point Software Technologies
CHKP
$12.8B
| $46K | ﹤0.01% |
422
+236
| +127% | +$26.3K |
|
990
Fortune Brands Innovations
FBIN
$6.24B
| $46K | ﹤0.01% |
+993
| New | +$45.1K |
|
991
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
| $46K | ﹤0.01% |
370
+320
| +640% | +$42.6K |
|
992
Qorvo
QRVO
$8.4B
| $46K | ﹤0.01% |
+622
| New | +$45.2K |
|
|
CRESY
993
Cresud
CRESY
$784M
| $45K | ﹤0.01% |
+8,047
| New | +$61K |
|
994
Crinetics Pharmaceuticals
CRNX
$8.91B
| $45K | ﹤0.01% |
3,013
-148
| -5% | -$2.88K |
|
995
Diodes
DIOD
$3.93B
| $45K | ﹤0.01% |
1,130
+734
| +185% | +$28.4K |
|
|
DMO
996
Western Asset Mortgage Opportunity Fund
DMO
$119M
| $45K | ﹤0.01% |
+2,050
| New | +$44.4K |
|
|
FISV
997
Fiserv Inc
FISV
$28.9B
| $45K | ﹤0.01% |
436
+326
| +296% | +$33.3K |
|
998
Garrett Motion
GTX
$5.86B
| $45K | ﹤0.01% |
4,527
+879
| +24% | +$10.8K |
|
|
PARA
999
DELISTED
Paramount Global Class B
PARA
| $45K | ﹤0.01% |
1,118
-721
| -39% | -$33.7K |
|
1000
Sprott Physical Gold
PHYS
$15.3B
| $45K | ﹤0.01% |
+3,800
| New | +$44.9K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.