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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
951
Prospect Capital
PSEC
$1.17B
$2.29M 0.01%
428,189
+223
+0.1% +$1.18K
ETW
952
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$2.28M 0.01%
262,426
-233
-0.1% -$1.94K
LYG icon
953
Lloyds Banking Group
LYG
$91.3B
$2.27M 0.01%
729,093
+20,714
+3% +$62.2K
AIG icon
954
American International
AIG
$41.3B
$2.24M 0.01%
30,597
-22,421
-42% -$1.67M
SCHO icon
955
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.24M 0.01%
91,326
-24,044
-21% -$584K
DBMF icon
956
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.13B
$2.24M 0.01%
79,508
+4,041
+5% +$115K
NBIX icon
957
Neurocrine Biosciences
NBIX
$16.6B
$2.23M 0.01%
19,321
+44
+0.2% +$6.03K
ARM icon
958
Arm
ARM
$302B
$2.2M 0.01%
15,354
+2,386
+18% +$339K
CCAP icon
959
Crescent Capital BDC
CCAP
$434M
$2.19M 0.01%
118,642
– –
DFAX icon
960
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$2.19M 0.01%
81,198
+3,076
+4% +$79.8K
MSGS icon
961
Madison Square Garden
MSGS
$9.39B
$2.18M 0.01%
10,452
-23
-0.2% -$4.62K
STT icon
962
State Street
STT
$50.7B
$2.18M 0.01%
24,631
+3,037
+14% +$250K
BWXT icon
963
BWX Technologies
BWXT
$15.6B
$2.16M 0.01%
19,891
-1,101
-5% -$109K
XYLD icon
964
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$2.16M 0.01%
51,987
+389
+0.8% +$15.8K
VKTX icon
965
Viking Therapeutics
VKTX
$4B
$2.15M 0.01%
34,023
+17,754
+109% +$1.04M
DWLD icon
966
Davis Select Worldwide ETF
DWLD
$613M
$2.15M 0.01%
56,714
-357
-0.6% -$12.1K
EOS
967
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$2.15M 0.01%
98,910
-642
-0.6% -$13.7K
STIP icon
968
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.14M 0.01%
21,152
-811
-4% -$81.2K
EL icon
969
Estee Lauder
EL
$32B
$2.14M 0.01%
21,336
-2,977
-12% -$282K
BNY
970
Bank of New York Mellon
BNY
$107B
$2.12M 0.01%
29,519
+250
+0.9% +$16.4K
ETG
971
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$2.12M 0.01%
108,935
-1,542
-1% -$28.9K
BROS icon
972
Dutch Bros
BROS
$9.26B
$2.11M 0.01%
65,983
+28,204
+75% +$994K
CP icon
973
Canadian Pacific Kansas City
CP
$80.5B
$2.11M 0.01%
24,617
-11,116
-31% -$914K
ARKK icon
974
ARK Innovation ETF
ARKK
$6.31B
$2.11M 0.01%
44,288
-5,537
-11% -$249K
UFOX
975
Defiance Space and Connective Tech ETF
UFOX
$911M
$2.1M 0.01%
48,441
-330
-0.7% -$13.7K
37 38
39
40 41

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.