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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWONK icon
951
Liberty Media Series C
FWONK
$25.8B
$1.5M 0.01%
24,054
+556
+2% +$38.2K
NRK icon
952
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$1.49M 0.01%
158,087
-5,092
-3% -$51.1K
M icon
953
Macy's
M
$6.68B
$1.48M 0.01%
127,749
-726,404
-85% -$10.2M
EZU icon
954
iShare MSCI Eurozone ETF
EZU
$9.91B
$1.48M 0.01%
35,030
-9,447
-21% -$423K
MQY icon
955
BlackRock MuniYield Quality Fund
MQY
$817M
$1.47M 0.01%
144,088
+20,823
+17% +$234K
NTLA icon
956
Intellia Therapeutics
NTLA
$1.67B
$1.47M 0.01%
46,511
+9,658
+26% +$375K
RCI icon
957
Rogers Communications
RCI
$18.6B
$1.47M 0.01%
38,290
-243
-0.6% -$10.2K
JMBS icon
958
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$1.46M 0.01%
33,719
+13,089
+63% +$586K
DVYE icon
959
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.46M 0.01%
61,435
-4,810
-7% -$119K
FTGC icon
960
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$1.45M 0.01%
60,361
-23,385
-28% -$565K
SPIB icon
961
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.45M 0.01%
46,058
-8,334
-15% -$265K
BILS icon
962
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$1.44M 0.01%
14,470
+2,528
+21% +$251K
ECOW icon
963
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$223M
$1.44M 0.01%
75,074
+32,291
+75% +$641K
WD icon
964
Walker & Dunlop
WD
$1.53B
$1.43M 0.01%
+19,262
New +$1.63M
ARMK icon
965
Aramark
ARMK
$14.7B
$1.43M 0.01%
57,014
+5,628
+11% +$158K
OC icon
966
Owens Corning
OC
$12.4B
$1.43M 0.01%
+10,455
New +$1.44M
SRLN icon
967
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$1.42M 0.01%
33,850
+11,398
+51% +$477K
GMAR icon
968
FT Vest US Equity Moderate Buffer ETF March
GMAR
$396M
$1.41M 0.01%
44,537
-1,541
-3% -$49.2K
FTEC icon
969
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$1.41M 0.01%
11,471
+480
+4% +$61.7K
SCZ icon
970
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.41M 0.01%
24,934
-26,011
-51% -$1.53M
FXL icon
971
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$1.41M 0.01%
12,663
+4,818
+61% +$551K
ARCB icon
972
ArcBest
ARCB
$3.08B
$1.4M 0.01%
+13,778
New +$1.45M
VALE icon
973
Vale
VALE
$62.6B
$1.4M 0.01%
104,227
+28,834
+38% +$392K
KFY icon
974
Korn Ferry
KFY
$4.28B
$1.39M 0.01%
+29,288
New +$1.49M
IYM icon
975
iShares US Basic Materials ETF
IYM
$1.25B
$1.39M 0.01%
10,973
+202
+2% +$26.7K
37 38
39
40 41

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.