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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
| $1.16M | 0.01% |
25,424
-11,454
| -31% | -$514K |
|
952
Integer Holdings
ITGR
$4.26B
| $1.16M | 0.01% |
16,882
-291,885
| -95% | -$19.1M |
|
953
Plains All American Pipeline
PAA
$16.1B
| $1.15M | 0.01% |
98,252
+7,994
| +9% | +$94.7K |
|
954
Leidos
LDOS
$17.3B
| $1.15M | 0.01% |
10,957
+1
| +0% | +$102 |
|
955
Agilent Technologies
A
$41.2B
| $1.15M | 0.01% |
7,698
+1,264
| +20% | +$180K |
|
956
Zimmer Biomet
ZBH
$18.4B
| $1.15M | 0.01% |
9,001
-4,164
| -32% | -$483K |
|
957
Cameco
CCJ
$42.4B
| $1.14M | 0.01% |
50,443
+7,983
| +19% | +$188K |
|
958
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
| $1.14M | 0.01% |
13,282
-1,885
| -12% | -$160K |
|
959
Vanguard Russell 1000 ETF
VONE
$8.58B
| $1.14M | 0.01% |
6,537
+5,391
| +470% | +$944K |
|
960
BlackRock MuniAssets Fund
MUA
$522M
| $1.14M | 0.01% |
105,258
-11,192
| -10% | -$114K |
|
961
Chemours
CC
$2.37B
| $1.14M | 0.01% |
37,131
+11,847
| +47% | +$355K |
|
962
Cullen/Frost Bankers
CFR
$10.2B
| $1.14M | 0.01% |
8,506
+5,989
| +238% | +$851K |
|
963
Palantir
PLTR
$413B
| $1.13M | 0.01% |
176,340
-694,769
| -80% | -$5.27M |
|
964
Distillate Small/Mid Cash Flow ETF
DSMC
$141M
| $1.12M | 0.01% |
+41,675
| New | +$1.11M |
|
965
Clorox
CLX
$12.7B
| $1.12M | 0.01% |
7,984
-166
| -2% | -$23.6K |
|
966
Vertiv
VRT
$105B
| $1.11M | 0.01% |
81,508
-9,946
| -11% | -$133K |
|
967
iShares US Energy ETF
IYE
$1.71B
| $1.11M | 0.01% |
23,857
-2,022
| -8% | -$94.5K |
|
|
KIO
968
KKR Income Opportunities Fund
KIO
$457M
| $1.11M | 0.01% |
100,500
-3,164
| -3% | -$35.4K |
|
969
Origin Bancorp
OBK
$1.66B
| $1.1M | 0.01% |
+30,070
| New | +$1.19M |
|
970
iShares US Basic Materials ETF
IYM
$1.25B
| $1.1M | 0.01% |
8,818
+391
| +5% | +$48.1K |
|
971
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
| $1.1M | 0.01% |
36,543
+5,611
| +18% | +$164K |
|
972
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
| $1.09M | 0.01% |
11,981
-125
| -1% | -$11.6K |
|
973
Ulta Beauty
ULTA
$24.3B
| $1.09M | 0.01% |
2,336
-412
| -15% | -$178K |
|
974
W.P. Carey
WPC
$16.4B
| $1.09M | 0.01% |
14,256
+1,753
| +14% | +$132K |
|
|
AQUA
975
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $1.08M | 0.01% |
27,354
-474
| -2% | -$18.6K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.