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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOOF icon
951
Petco
WOOF
$794M
$1.14M 0.01%
54,232
– –
SRVR icon
952
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$1.14M 0.01%
29,282
+2,447
+9% +$100K
ADRE
953
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$1.14M 0.01%
23,500
+3,000
+15% +$157K
VRT icon
954
Vertiv
VRT
$105B
$1.13M 0.01%
47,085
+25,910
+122% +$689K
USAC icon
955
USA Compression Partners
USAC
$3.74B
$1.13M 0.01%
68,434
+153
+0.2% +$2.4K
BBEU icon
956
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$1.13M 0.01%
19,832
-300
-1% -$17.8K
SPDW icon
957
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$1.13M 0.01%
31,250
– –
COHU icon
958
Cohu
COHU
$2.5B
$1.13M 0.01%
35,369
+35,340
+121,862% +$1.2M
ORA icon
959
Ormat Technologies
ORA
$6.65B
$1.13M 0.01%
16,944
+9,538
+129% +$658K
AFRM icon
960
Affirm
AFRM
$25.2B
$1.12M 0.01%
9,434
+285
+3% +$22.8K
CAG icon
961
Conagra Brands
CAG
$7.23B
$1.12M 0.01%
33,172
-1,456
-4% -$49.3K
ARKW icon
962
ARK Web x.0 ETF
ARKW
$1.76B
$1.12M 0.01%
8,070
+856
+12% +$126K
GMBT
963
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$1.11M 0.01%
112,980
+31,998
+40% +$313K
ADSK icon
964
Autodesk
ADSK
$52.6B
$1.11M 0.01%
3,896
+194
+5% +$59.4K
PENN icon
965
PENN Entertainment
PENN
$2.71B
$1.11M 0.01%
15,303
+3,949
+35% +$290K
ARKG icon
966
ARK Genomic Revolution ETF
ARKG
$1.73B
$1.11M 0.01%
14,814
+455
+3% +$38.2K
MMP
967
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.1M 0.01%
24,192
+250
+1% +$11.9K
CONE
968
DELISTED
CyrusOne Inc Common Stock
CONE
$1.09M 0.01%
14,156
+191
+1% +$14.4K
STIP icon
969
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.09M 0.01%
10,362
+4,652
+81% +$494K
AAP icon
970
Advance Auto Parts
AAP
$3.49B
$1.09M 0.01%
5,207
+340
+7% +$70.8K
PFLD icon
971
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$1.08M 0.01%
+43,025
New +$1.09M
SCHA icon
972
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.08M 0.01%
43,188
+25,372
+142% +$644K
RWK icon
973
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.07M 0.01%
12,314
+36
+0.3% +$3.2K
EFG icon
974
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$1.07M 0.01%
10,070
-66
-0.7% -$7.27K
IEP icon
975
Icahn Enterprises
IEP
$5.3B
$1.07M 0.01%
21,366
+52
+0.2% +$2.87K
37 38
39
40 41

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.