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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
951
iShares China Large-Cap ETF
FXI
$4.31B
$443K ﹤0.01%
9,573
+971
+11% +$44.3K
ATRA icon
952
Atara Biotherapeutics
ATRA
$76.1M
$441K ﹤0.01%
900
– –
CQP icon
953
Cheniere Energy
CQP
$31.3B
$440K ﹤0.01%
12,488
+545
+5% +$19.8K
DMO
954
Western Asset Mortgage Opportunity Fund
DMO
$120M
$440K ﹤0.01%
31,032
+2,146
+7% +$29.3K
OHI icon
955
Omega Healthcare
OHI
$14.7B
$439K ﹤0.01%
12,088
-486
-4% -$16.5K
NEV
956
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$438K ﹤0.01%
+26,871
New +$408K
AY
957
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$436K ﹤0.01%
11,505
+10,505
+1,051% +$347K
RSPT icon
958
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$435K ﹤0.01%
17,180
-550
-3% -$12.8K
DRE
959
DELISTED
Duke Realty Corp.
DRE
$435K ﹤0.01%
10,918
+475
+5% +$18.5K
BND icon
960
Vanguard Total Bond Market
BND
$161B
$434K ﹤0.01%
4,937
-43,537
-90% -$3.83M
DVA icon
961
DaVita
DVA
$11.7B
$434K ﹤0.01%
+3,707
New +$378K
SKT icon
962
Tanger
SKT
$4.52B
$433K ﹤0.01%
42,764
+42,260
+8,385% +$357K
HYGV icon
963
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$432K ﹤0.01%
8,800
– –
INFO
964
DELISTED
IHS Markit Ltd. Common Shares
INFO
$432K ﹤0.01%
4,820
+1,157
+32% +$100K
FLG
965
Flagstar Bank National Association
FLG
$5.82B
$428K ﹤0.01%
13,545
+6,122
+82% +$169K
IYH icon
966
iShares US Healthcare ETF
IYH
$3.71B
$427K ﹤0.01%
8,690
+7,045
+428% +$332K
KBA icon
967
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$426K ﹤0.01%
9,290
-15
-0.2% -$641
FCEL icon
968
FuelCell Energy
FCEL
$1.63B
$423K ﹤0.01%
1,264
+1,231
+3,730% +$201K
DES icon
969
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$422K ﹤0.01%
15,877
-1,994
-11% -$48.4K
PAA icon
970
Plains All American Pipeline
PAA
$16.1B
$419K ﹤0.01%
50,883
+214
+0.4% +$1.63K
SON icon
971
Sonoco
SON
$5.74B
$416K ﹤0.01%
7,026
+6,895
+5,263% +$388K
MOAT icon
972
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$415K ﹤0.01%
6,700
– –
BDJ icon
973
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$413K ﹤0.01%
48,819
+3,625
+8% +$28.4K
MOMO
974
Hello Group
MOMO
$866M
$412K ﹤0.01%
29,569
-3,000
-9% -$43.4K
IIPR icon
975
Innovative Industrial Properties
IIPR
$1.72B
$411K ﹤0.01%
2,245
+1,445
+181% +$216K
37 38
39
40 41

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.