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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
926
Wabtec
WAB
$49.3B
$1.93M 0.01%
15,195
+490
+3% +$55.3K
CBRE icon
927
CBRE Group
CBRE
$42.9B
$1.93M 0.01%
20,691
+39
+0.2% +$3.03K
ESGU icon
928
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.92M 0.01%
18,338
+1,023
+6% +$100K
BST icon
929
BlackRock Science and Technology Trust
BST
$1.69B
$1.92M 0.01%
57,065
-465
-0.8% -$15.3K
HERD icon
930
Pacer Cash Cows Fund of Funds ETF
HERD
$103M
$1.91M 0.01%
50,577
+16,087
+47% +$560K
CBOE icon
931
Cboe Global Markets
CBOE
$29.9B
$1.91M 0.01%
10,682
-29,028
-73% -$4.97M
PPL
932
PPL Corp
PPL
$26.7B
$1.91M 0.01%
70,337
-16,827
-19% -$427K
BBH icon
933
VanEck Biotech ETF
BBH
$422M
$1.9M 0.01%
11,492
– –
EEMV icon
934
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1.88M 0.01%
33,898
+10,805
+47% +$579K
SG icon
935
Sweetgreen
SG
$642M
$1.88M 0.01%
166,634
-1,171
-0.7% -$12.3K
FWONK icon
936
Liberty Media Series C
FWONK
$25.8B
$1.88M 0.01%
29,750
+5,696
+24% +$373K
MUI
937
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.86M 0.01%
160,214
-68,734
-30% -$739K
JNK icon
938
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.86M 0.01%
19,656
-416
-2% -$38K
PCH
939
DELISTED
PotlatchDeltic
PCH
$1.86M 0.01%
37,916
-5,022
-12% -$230K
TM icon
940
Toyota
TM
$225B
$1.86M 0.01%
+10,139
New +$1.85M
PINS icon
941
Pinterest
PINS
$13.4B
$1.85M 0.01%
49,975
+2,473
+5% +$77.7K
NMZ icon
942
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$1.83M 0.01%
185,559
+18,432
+11% +$172K
ETG
943
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.83M 0.01%
107,209
+22,249
+26% +$353K
DFAX icon
944
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$1.83M 0.01%
75,050
+14,887
+25% +$340K
EEMX icon
945
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$1.83M 0.01%
59,500
– –
FXL icon
946
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$1.83M 0.01%
14,280
+1,617
+13% +$188K
AEE icon
947
Ameren
AEE
$30.1B
$1.83M 0.01%
25,278
-2,023
-7% -$154K
EMN icon
948
Eastman Chemical
EMN
$8.42B
$1.82M 0.01%
+20,286
New +$1.62M
MQY icon
949
BlackRock MuniYield Quality Fund
MQY
$817M
$1.81M 0.01%
148,581
+4,493
+3% +$49.4K
HACK icon
950
Amplify Cybersecurity ETF
HACK
$2.9B
$1.8M 0.01%
29,775
+3,478
+13% +$191K
36 37
38
39 40

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.