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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
926
DELISTED
Hess
HES
$1.58M 0.01%
10,337
+1,507
+17% +$227K
BCC icon
927
Boise Cascade
BCC
$3.02B
$1.58M 0.01%
+15,287
New +$1.57M
ESGD icon
928
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1.57M 0.01%
22,659
-556
-2% -$40K
GDDY icon
929
GoDaddy
GDDY
$11.5B
$1.56M 0.01%
21,008
-911
-4% -$67.2K
ONTO icon
930
Onto Innovation
ONTO
$15.3B
$1.56M 0.01%
+12,263
New +$1.46M
WAB icon
931
Wabtec
WAB
$49.3B
$1.56M 0.01%
14,705
-1,662
-10% -$185K
CXT icon
932
Crane NXT
CXT
$3.07B
$1.56M 0.01%
28,090
-2,646
-9% -$153K
RITM icon
933
Rithm Capital
RITM
$5.69B
$1.56M 0.01%
167,564
+67
+0% +$660
KTF
934
DWS Municipal Income Trust
KTF
$352M
$1.55M 0.01%
201,880
-9,543
-5% -$80.2K
KIO
935
KKR Income Opportunities Fund
KIO
$457M
$1.55M 0.01%
129,834
– –
OZ icon
936
Belpointe PREP
OZ
$183M
$1.55M 0.01%
18,360
-1,050
-5% -$91K
VGM icon
937
Invesco Trust Investment Grade Municipals
VGM
$564M
$1.55M 0.01%
182,477
-7,871
-4% -$73.8K
NMZ icon
938
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$1.55M 0.01%
167,127
+1,528
+0.9% +$15.6K
COF icon
939
Capital One
COF
$134B
$1.55M 0.01%
15,976
-4,740
-23% -$507K
MP icon
940
MP Materials
MP
$9.1B
$1.54M 0.01%
80,530
+6,992
+10% +$155K
STIP icon
941
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.54M 0.01%
15,840
+3,077
+24% +$299K
NUSC icon
942
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1.53M 0.01%
44,055
-1,393
-3% -$51.4K
EOS
943
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$1.53M 0.01%
88,931
-200
-0.2% -$3.58K
TDVG icon
944
T. Rowe Price Dividend Growth ETF
TDVG
$1.45B
$1.52M 0.01%
47,370
+32,800
+225% +$1.09M
IP icon
945
International Paper
IP
$22B
$1.52M 0.01%
42,779
+533
+1% +$18.1K
SEDG icon
946
SolarEdge
SEDG
$1.95B
$1.52M 0.01%
11,706
-784
-6% -$150K
CBRE icon
947
CBRE Group
CBRE
$42.9B
$1.52M 0.01%
20,652
-1,991
-9% -$165K
ALGM icon
948
Allegro MicroSystems
ALGM
$8.16B
$1.51M 0.01%
47,361
+37,558
+383% +$1.53M
PHG icon
949
Philips
PHG
$26.1B
$1.51M 0.01%
84,777
+21,570
+34% +$414K
STM icon
950
STMicroelectronics
STM
$50B
$1.5M 0.01%
34,825
-410
-1% -$19.6K
36 37
38
39 40

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.