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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTD icon
901
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.66M 0.01%
27,526
+165
+0.6% +$10.3K
FXG icon
902
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.65M 0.01%
27,415
+261
+1% +$16.5K
SPSM icon
903
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$1.65M 0.01%
44,764
+17,014
+61% +$663K
ETW
904
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1.65M 0.01%
216,143
+10,906
+5% +$87.6K
PCEF icon
905
Invesco CEF Income Composite ETF
PCEF
$814M
$1.65M 0.01%
96,294
-3,072
-3% -$55K
WPM icon
906
Wheaton Precious Metals
WPM
$60.9B
$1.65M 0.01%
40,601
-10,717
-21% -$462K
IVLU icon
907
iShares MSCI Intl Value Factor ETF
IVLU
$4.55B
$1.65M 0.01%
64,911
+3,131
+5% +$80.6K
OHI icon
908
Omega Healthcare
OHI
$14.7B
$1.65M 0.01%
49,611
+14,440
+41% +$461K
BAX icon
909
Baxter International
BAX
$14.2B
$1.64M 0.01%
43,505
+12,751
+41% +$543K
ALC icon
910
Alcon
ALC
$35B
$1.64M 0.01%
21,217
+2,331
+12% +$192K
TPYP icon
911
Tortoise North American Pipeline ETF
TPYP
$848M
$1.63M 0.01%
66,842
-3,243
-5% -$81.4K
SLG icon
912
SL Green Realty
SLG
$3.99B
$1.63M 0.01%
43,779
-100,143
-70% -$3.6M
LYG icon
913
Lloyds Banking Group
LYG
$91.3B
$1.63M 0.01%
763,628
-62,432
-8% -$135K
ESGU icon
914
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.63M 0.01%
17,315
+5,812
+51% +$569K
TNET icon
915
TriNet
TNET
$3.14B
$1.63M 0.01%
13,958
+2,711
+24% +$286K
EOSE icon
916
Eos Energy Enterprises
EOSE
$1.51B
$1.63M 0.01%
755,985
+112,044
+17% +$335K
ZTO icon
917
ZTO Express
ZTO
$17.9B
$1.61M 0.01%
+66,795
New +$1.7M
NZF icon
918
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$1.61M 0.01%
154,191
+21,866
+17% +$247K
PREF icon
919
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$1.61M 0.01%
95,338
+3,247
+4% +$55.3K
ON icon
920
ON Semiconductor
ON
$31.6B
$1.6M 0.01%
17,214
+2,007
+13% +$195K
NVST icon
921
Envista
NVST
$4.52B
$1.6M 0.01%
57,315
+23,665
+70% +$766K
BIDU icon
922
Baidu
BIDU
$37.2B
$1.6M 0.01%
11,885
+424
+4% +$59.4K
DEM icon
923
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.59M 0.01%
42,483
+5,835
+16% +$227K
FL
924
DELISTED
Foot Locker
FL
$1.58M 0.01%
91,334
-4,834
-5% -$108K
CTS icon
925
CTS Corp
CTS
$1.89B
$1.58M 0.01%
+37,894
New +$1.63M
35 36
37
38 39

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.