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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
901
Madison Square Garden
MSGS
$9.39B
$1.31M 0.01%
7,053
+6,685
+1,817% +$1.14M
SKX
902
DELISTED
Skechers
SKX
$1.31M 0.01%
31,140
+5,245
+20% +$259K
FINS
903
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$1.31M 0.01%
+77,002
New +$1.39M
PNQI icon
904
Invesco NASDAQ Internet ETF
PNQI
$551M
$1.31M 0.01%
27,400
– –
IGR
905
CBRE Global Real Estate Income Fund
IGR
$713M
$1.3M 0.01%
155,635
+20,444
+15% +$184K
IYG icon
906
iShares US Financial Services ETF
IYG
$2.2B
$1.3M 0.01%
20,736
+1,263
+6% +$79.3K
IHAK icon
907
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$1.29M 0.01%
29,783
+169
+0.6% +$7.49K
KWEB icon
908
KraneShares CSI China Internet ETF
KWEB
$5.67B
$1.29M 0.01%
27,346
-6,437
-19% -$338K
ALGN icon
909
Align Technology
ALGN
$12.3B
$1.29M 0.01%
1,937
+374
+24% +$254K
IWX icon
910
iShares Russell Top 200 Value ETF
IWX
$4.07B
$1.29M 0.01%
19,598
+500
+3% +$33.6K
TFI icon
911
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.28M 0.01%
24,823
+2,108
+9% +$110K
LAZ icon
912
Lazard
LAZ
$4.31B
$1.28M 0.01%
27,925
+150
+0.5% +$7K
MGM icon
913
MGM Resorts International
MGM
$11.2B
$1.28M 0.01%
29,612
+6,785
+30% +$276K
OGN icon
914
Organon & Co
OGN
$3.57B
$1.27M 0.01%
38,958
-4,549
-10% -$146K
MVT
915
DELISTED
BlackRock MuniVest Fund II
MVT
$1.27M 0.01%
83,699
+21,917
+35% +$351K
BBAX icon
916
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$1.27M 0.01%
23,452
+863
+4% +$49.7K
ACWV icon
917
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$1.25M 0.01%
12,186
+6,545
+116% +$689K
DFAX icon
918
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$1.25M 0.01%
+48,242
New +$1.28M
CLX icon
919
Clorox
CLX
$12.7B
$1.24M 0.01%
7,520
-7,674
-51% -$1.32M
AMJ
920
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.24M 0.01%
68,193
-120
-0.2% -$2.18K
GAB icon
921
Gabelli Equity Trust
GAB
$1.79B
$1.24M 0.01%
185,951
+33,208
+22% +$225K
PLUG icon
922
Plug Power
PLUG
$3.04B
$1.23M 0.01%
48,303
+18,871
+64% +$506K
SYF icon
923
Synchrony
SYF
$25.6B
$1.23M 0.01%
25,258
+16,747
+197% +$814K
CNC icon
924
Centene
CNC
$32.5B
$1.23M 0.01%
19,782
+4,652
+31% +$311K
PBCT
925
DELISTED
People's United Financial Inc
PBCT
$1.23M 0.01%
70,533
+18,538
+36% +$301K
35 36
37
38 39

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.