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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
F5
FFIV
$22.7B
| $519K | ﹤0.01% |
2,954
+2,249
| +319% | +$341K |
|
902
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
| $516K | ﹤0.01% |
18,461
| – | – |
|
903
Vanguard Long-Term Bond ETF
BLV
$5.74B
| $515K | ﹤0.01% |
4,708
+251
| +6% | +$27.9K |
|
904
Semtech
SMTC
$13B
| $513K | ﹤0.01% |
7,125
+6,601
| +1,260% | +$422K |
|
905
Brown & Brown
BRO
$23.9B
| $509K | ﹤0.01% |
10,771
+38
| +0.4% | +$1.75K |
|
906
Nomad Foods
NOMD
$1.68B
| $508K | ﹤0.01% |
20,000
| – | – |
|
907
Skyworks Solutions
SWKS
$10.6B
| $506K | ﹤0.01% |
3,315
+578
| +21% | +$84.6K |
|
|
GAM
908
General American Investors Company
GAM
$1.61B
| $505K | ﹤0.01% |
13,603
-1,423
| -9% | -$50.5K |
|
909
iShares Semiconductor ETF
SOXX
$45.9B
| $505K | ﹤0.01% |
4,002
+528
| +15% | +$60.6K |
|
|
PBCT
910
DELISTED
People's United Financial Inc
PBCT
| $503K | ﹤0.01% |
38,973
+33,233
| +579% | +$399K |
|
911
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $502K | ﹤0.01% |
17,308
+3,998
| +30% | +$117K |
|
912
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
| $502K | ﹤0.01% |
13,116
-42
| -0.3% | -$1.53K |
|
913
Universal Display
OLED
$4.19B
| $499K | ﹤0.01% |
2,176
-629
| -22% | -$134K |
|
914
Trip.com Group
TCOM
$29.1B
| $499K | ﹤0.01% |
14,804
| – | – |
|
915
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $496K | ﹤0.01% |
7,270
+1,217
| +20% | +$76.8K |
|
|
HDV
916
iShares Core High Dividend ETF
HDV
$14.8B
| $493K | ﹤0.01% |
28,195
+30
| +0.1% | +$508 |
|
917
lululemon athletica
LULU
$14.6B
| $489K | ﹤0.01% |
1,407
-970
| -41% | -$337K |
|
918
Ulta Beauty
ULTA
$24.3B
| $489K | ﹤0.01% |
1,705
+116
| +7% | +$29.3K |
|
|
BSCN
919
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $489K | ﹤0.01% |
22,367
| – | – |
|
920
AB InBev
BUD
$165B
| $484K | ﹤0.01% |
6,927
+1,677
| +32% | +$106K |
|
921
Marathon Petroleum
MPC
$83.7B
| $484K | ﹤0.01% |
11,738
+988
| +9% | +$35.5K |
|
922
WisdomTree International MidCap Dividend Fund
DIM
$170M
| $483K | ﹤0.01% |
7,598
+4
| +0.1% | +$239 |
|
923
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
| $483K | ﹤0.01% |
8,299
-371
| -4% | -$19.9K |
|
924
Dell
DELL
$293B
| $482K | ﹤0.01% |
13,020
-1,164
| -8% | -$40.5K |
|
925
Yext
YEXT
$574M
| $482K | ﹤0.01% |
30,708
+2,414
| +9% | +$41.3K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.