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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
901
Cognex
CGNX
$11.9B
$63K ﹤0.01%
1,287
– –
DGRO icon
902
iShares Core Dividend Growth ETF
DGRO
$43.5B
$63K ﹤0.01%
+1,609
New +$62K
MGV icon
903
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
$63K ﹤0.01%
+769
New +$61.8K
FOXA icon
904
Fox Class A
FOXA
$24.2B
$62K ﹤0.01%
1,979
– –
GPK icon
905
Graphic Packaging
GPK
$3.52B
$62K ﹤0.01%
4,202
-85
-2% -$1.19K
SNA icon
906
Snap-on
SNA
$21.7B
$62K ﹤0.01%
398
-133
-25% -$20.4K
FSK icon
907
FS KKR Capital
FSK
$3.05B
$61K ﹤0.01%
+2,615
New +$61.3K
JBLU icon
908
JetBlue
JBLU
$2.4B
$61K ﹤0.01%
+3,655
New +$66.3K
USHY icon
909
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$61K ﹤0.01%
1,493
+1,170
+362% +$47.7K
DCI icon
910
Donaldson
DCI
$11.3B
$60K ﹤0.01%
1,146
-2,171
-65% -$107K
EFAV icon
911
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$60K ﹤0.01%
820
– –
FCX icon
912
Freeport-McMoran
FCX
$99.9B
$60K ﹤0.01%
6,354
+1,609
+34% +$16.5K
ICF icon
913
iShares Select U.S. REIT ETF
ICF
$2.09B
$60K ﹤0.01%
1,000
– –
MXI icon
914
iShares Global Materials ETF
MXI
$357M
$60K ﹤0.01%
+963
New +$60.2K
NCV
915
Virtus Convertible & Income Fund
NCV
$384M
$60K ﹤0.01%
2,679
– –
SCHA icon
916
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$60K ﹤0.01%
3,420
+732
+27% +$12.9K
AL
917
DELISTED
Air Lease Corp
AL
$59K ﹤0.01%
1,408
+1,146
+437% +$47.2K
SEE
918
DELISTED
Sealed Air
SEE
$59K ﹤0.01%
1,410
-1,484
-51% -$62.8K
ATLC icon
919
Atlanticus Holdings
ATLC
$1.68B
$58K ﹤0.01%
7,000
– –
BPMC
920
DELISTED
Blueprint Medicines
BPMC
$58K ﹤0.01%
786
-12
-2% -$1.04K
SABR icon
921
Sabre
SABR
$830M
$58K ﹤0.01%
2,600
+1,372
+112% +$32.3K
TWLO icon
922
Twilio
TWLO
$29.3B
$58K ﹤0.01%
526
– –
LHCG
923
DELISTED
LHC Group LLC
LHCG
$58K ﹤0.01%
508
+417
+458% +$50.2K
EIDO icon
924
iShares MSCI Indonesia ETF
EIDO
$492M
$57K ﹤0.01%
2,313
– –
MINT icon
925
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$57K ﹤0.01%
560
+337
+151% +$34.3K
35 36
37
38 39

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.