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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
901
Advanced Micro Devices
AMD
$776B
$0 ﹤0.01%
+13
New +$281
BSM icon
902
Black Stone Minerals
BSM
$3.18B
– –
-11,176
Closed -$204K
CC icon
903
Chemours
CC
$2.5B
– –
-14
Closed -$1K
CDLX icon
904
Cardlytics
CDLX
$21.7M
– –
-923
Closed -$231K
CNDT icon
905
Conduent
CNDT
$244M
$0 ﹤0.01%
24
– –
CPRI icon
906
Capri Holdings
CPRI
$1.83B
– –
-259
Closed -$18K
CSGP icon
907
CoStar Group
CSGP
$11.7B
– –
-630
Closed -$27K
DDD icon
908
3D Systems Corp
DDD
$431M
– –
-167
Closed -$3K
DVN icon
909
Devon Energy
DVN
$52.1B
– –
-11,373
Closed -$454K
ERTH icon
910
Invesco MSCI Sustainable Future ETF
ERTH
$133M
– –
-500
Closed -$22K
FCX icon
911
Freeport-McMoran
FCX
$90B
$0 ﹤0.01%
36
– –
FTI icon
912
TechnipFMC
FTI
$28.1B
– –
-18,950
Closed -$441K
IP icon
913
International Paper
IP
$21.6B
– –
-84
Closed -$4K
IWP icon
914
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
– –
-2,400
Closed -$163K
MAN icon
915
ManpowerGroup
MAN
$2.44B
– –
-159
Closed -$14K
MT icon
916
ArcelorMittal
MT
$52.9B
– –
-1,584
Closed -$49K
OII icon
917
Oceaneering
OII
$4.86B
– –
-14,460
Closed -$399K
PJT icon
918
PJT Partners
PJT
$4.3B
– –
-150
Closed -$8K
SH icon
919
ProShares Short S&P500
SH
$927M
– –
-884
Closed -$97K
TILE icon
920
Interface
TILE
$1.99B
– –
-45,221
Closed -$1.06M
XLF icon
921
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
– –
-450
Closed -$12K
XLRE icon
922
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
– –
-62
Closed -$2K
GRDX
923
GridAI Technologies Corp
GRDX
$20.4M
– –
0
– -$44K
AUD
924
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
86
– –
PTR
925
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
34 35 36
37
38

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.