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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
876
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$2.24M 0.01%
34,521
-1,738
-5% -$102K
INCY icon
877
Incyte
INCY
$24.4B
$2.23M 0.01%
35,480
+888
+3% +$50.2K
NVT icon
878
nVent Electric
NVT
$26.7B
$2.22M 0.01%
37,573
-2,981
-7% -$158K
WPM icon
879
Wheaton Precious Metals
WPM
$60.9B
$2.19M 0.01%
44,398
+3,797
+9% +$172K
ONTO icon
880
Onto Innovation
ONTO
$15.3B
$2.19M 0.01%
14,324
+2,061
+17% +$277K
UFOX
881
Defiance Space and Connective Tech ETF
UFOX
$911M
$2.18M 0.01%
60,719
-1,705
-3% -$55.1K
CHD icon
882
Church & Dwight Co
CHD
$24.5B
$2.17M 0.01%
22,968
-450
-2% -$41.2K
FPF
883
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$2.17M 0.01%
132,916
+4,646
+4% +$70.4K
QMAR icon
884
FT Vest Growth-100 Buffer ETF March
QMAR
$578M
$2.16M 0.01%
84,300
-1,000
-1% -$24.8K
MEGI
885
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$2.16M 0.01%
166,055
+870
+0.5% +$10.4K
FXZ icon
886
First Trust Materials AlphaDEX Fund
FXZ
$398M
$2.13M 0.01%
30,943
+107
+0.3% +$6.76K
TRGP icon
887
Targa Resources
TRGP
$55.1B
$2.13M 0.01%
24,548
-1,978
-7% -$170K
ING icon
888
ING
ING
$102B
$2.13M 0.01%
141,974
-1,231,638
-90% -$16.9M
EWY icon
889
iShares MSCI South Korea ETF
EWY
$24.1B
$2.13M 0.01%
32,485
+3,892
+14% +$237K
HAL icon
890
Halliburton
HAL
$26.6B
$2.12M 0.01%
58,771
-21,361
-27% -$821K
ALNY icon
891
Alnylam Pharmaceuticals
ALNY
$29.3B
$2.12M 0.01%
11,073
-2,111
-16% -$360K
DNOV icon
892
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$2.11M 0.01%
54,440
-80
-0.1% -$2.94K
ESGD icon
893
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$2.1M 0.01%
27,784
+5,125
+23% +$363K
CCEP icon
894
Coca-Cola Europacific Partners
CCEP
$47.9B
$2.09M 0.01%
31,267
+127
+0.4% +$7.77K
IBTF
895
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$2.08M 0.01%
+89,397
New +$2.07M
IGIB icon
896
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.07M 0.01%
39,735
+4,641
+13% +$229K
ASHR icon
897
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$2.06M 0.01%
86,223
+2,605
+3% +$64.4K
NICE icon
898
Nice
NICE
$5.97B
$2.06M 0.01%
+10,309
New +$1.85M
PDI icon
899
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.05M 0.01%
113,988
+9,508
+9% +$164K
GHY
900
PGIM Global High Yield Fund
GHY
$483M
$2.04M 0.01%
179,906
-1,252
-0.7% -$13.6K
34 35
36
37 38

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.