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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
876
BlackRock MuniYield Quality Fund
MQY
$817M
$559K ﹤0.01%
33,895
+8,487
+33% +$139K
MGK icon
877
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$556K ﹤0.01%
13,660
– –
UITB icon
878
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$552K ﹤0.01%
10,142
+401
+4% +$21.8K
LVS icon
879
Las Vegas Sands
LVS
$29.6B
$550K ﹤0.01%
9,238
-9,561
-51% -$510K
MSI icon
880
Motorola Solutions
MSI
$77.4B
$545K ﹤0.01%
3,209
+1,789
+126% +$300K
NEAR icon
881
iShares Short Maturity Bond ETF
NEAR
$4.88B
$544K ﹤0.01%
10,853
+4,261
+65% +$214K
EPAM icon
882
EPAM Systems
EPAM
$5.03B
$543K ﹤0.01%
1,517
+33
+2% +$11K
RSI icon
883
Rush Street Interactive
RSI
$2.88B
$541K ﹤0.01%
+25,000
New +$374K
SWT
884
DELISTED
Stanley Black & Decker, Inc.
SWT
$541K ﹤0.01%
4,844
+1,000
+26% +$109K
BMO icon
885
Bank of Montreal
BMO
$127B
$539K ﹤0.01%
7,094
+6,794
+2,265% +$465K
MKC icon
886
McCormick & Company Non-Voting
MKC
$14.2B
$538K ﹤0.01%
5,641
+3,883
+221% +$366K
ITOT icon
887
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$537K ﹤0.01%
6,233
+1,117
+22% +$90.5K
SHYG icon
888
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$537K ﹤0.01%
11,828
+4,696
+66% +$210K
SYLD icon
889
Cambria Shareholder Yield ETF
SYLD
$1.01B
$535K ﹤0.01%
+12,000
New +$479K
TAL icon
890
TAL Education Group
TAL
$6.87B
$534K ﹤0.01%
7,479
-242
-3% -$17.5K
PCI
891
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$534K ﹤0.01%
25,231
-3,931
-13% -$79.1K
AFG icon
892
American Financial Group
AFG
$12.1B
$533K ﹤0.01%
6,091
+5,831
+2,243% +$478K
ALLE icon
893
Allegion
ALLE
$14.4B
$533K ﹤0.01%
4,585
-2,127
-32% -$231K
MRVL icon
894
Marvell Technology
MRVL
$196B
$532K ﹤0.01%
11,199
-2,269
-17% -$98.2K
GBT
895
DELISTED
Global Blood Therapeutics, Inc.
GBT
$530K ﹤0.01%
12,250
-5,296
-30% -$261K
LEN icon
896
Lennar Class A
LEN
$21.2B
$524K ﹤0.01%
7,092
+1,021
+17% +$76.5K
ARKW icon
897
ARK Web x.0 ETF
ARKW
$1.75B
$523K ﹤0.01%
3,577
+1,945
+119% +$249K
OMC icon
898
Omnicom Group
OMC
$23.4B
$523K ﹤0.01%
8,391
+8,105
+2,834% +$463K
FXU icon
899
First Trust Utilities AlphaDEX Fund
FXU
$825M
$521K ﹤0.01%
18,374
-2,268
-11% -$64.2K
CGW icon
900
Invesco S&P Global Water Index ETF
CGW
$1.08B
$520K ﹤0.01%
11,120
+8,925
+407% +$399K
34 35
36
37 38

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.