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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
876
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$368K ﹤0.01%
8,755
-4,904
-36% -$247K
KBA icon
877
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$367K ﹤0.01%
9,305
+21
+0.2% +$828
CTAS icon
878
Cintas
CTAS
$81.3B
$365K ﹤0.01%
4,388
-644
-13% -$49.7K
MOAT icon
879
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$365K ﹤0.01%
6,700
+600
+10% +$32.8K
GER
880
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$365K ﹤0.01%
61,050
-3,608
-6% -$25.7K
ALGN icon
881
Align Technology
ALGN
$12.3B
$364K ﹤0.01%
1,113
+173
+18% +$52.8K
ZEN
882
DELISTED
ZENDESK INC
ZEN
$364K ﹤0.01%
3,545
+2,765
+354% +$259K
IWB icon
883
iShares Russell 1000 ETF
IWB
$50.2B
$363K ﹤0.01%
1,942
+311
+19% +$57.4K
FXI icon
884
iShares China Large-Cap ETF
FXI
$4.31B
$361K ﹤0.01%
8,602
+4,790
+126% +$206K
SJM icon
885
J.M. Smucker
SJM
$12.8B
$361K ﹤0.01%
3,132
+2,323
+287% +$259K
IVOO icon
886
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$358K ﹤0.01%
5,718
-512
-8% -$32.4K
MGM icon
887
MGM Resorts International
MGM
$11.2B
$358K ﹤0.01%
16,472
-13,862
-46% -$275K
SCZ icon
888
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$357K ﹤0.01%
6,053
-1,590
-21% -$91.1K
FNCL icon
889
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$355K ﹤0.01%
10,500
– –
ICLN icon
890
iShares Global Clean Energy ETF
ICLN
$2.1B
$355K ﹤0.01%
+19,256
New +$301K
SPSM icon
891
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$355K ﹤0.01%
12,970
-2,246
-15% -$62.6K
ULTA icon
892
Ulta Beauty
ULTA
$24.3B
$355K ﹤0.01%
1,589
-14,254
-90% -$3.07M
SOXX icon
893
iShares Semiconductor ETF
SOXX
$45.9B
$352K ﹤0.01%
3,474
+510
+17% +$49.8K
OXY icon
894
Occidental Petroleum
OXY
$55.9B
$351K ﹤0.01%
35,096
-21,515
-38% -$303K
EXPD icon
895
Expeditors International
EXPD
$23.2B
$349K ﹤0.01%
3,873
-608
-14% -$51.8K
FCX icon
896
Freeport-McMoran
FCX
$97.5B
$349K ﹤0.01%
22,374
-2,029
-8% -$29.3K
SCHO icon
897
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$349K ﹤0.01%
13,568
+9,136
+206% +$235K
ULST icon
898
State Street Ultra Short Term Bond ETF
ULST
$526M
$349K ﹤0.01%
+8,635
New +$349K
EFV icon
899
iShares MSCI EAFE Value ETF
EFV
$30.2B
$348K ﹤0.01%
8,648
+2,741
+46% +$113K
GSLC icon
900
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$346K ﹤0.01%
5,093
+3,964
+351% +$266K
34 35
36
37 38

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.