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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
876
DELISTED
Hanesbrands
HBI
$159K ﹤0.01%
20,143
+131
+0.7% +$1.66K
SOXX icon
877
iShares Semiconductor ETF
SOXX
$45.9B
$159K ﹤0.01%
+2,319
New +$184K
HPP
878
Hudson Pacific Properties
HPP
$779M
$158K ﹤0.01%
888
-70
-7% -$16K
PCAR icon
879
PACCAR
PCAR
$70.1B
$158K ﹤0.01%
3,873
-1,695
-30% -$79.7K
CFG icon
880
Citizens Financial Group
CFG
$30.6B
$157K ﹤0.01%
8,346
-1,396
-14% -$45.5K
FPE icon
881
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$157K ﹤0.01%
9,578
-156
-2% -$2.99K
RWR icon
882
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$157K ﹤0.01%
2,170
-6,883
-76% -$651K
CYRX icon
883
CryoPort
CYRX
$762M
$156K ﹤0.01%
9,137
– –
MGU
884
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$155K ﹤0.01%
10,000
– –
IEV icon
885
iShares Europe ETF
IEV
$1.7B
$153K ﹤0.01%
4,330
+1,900
+78% +$80.8K
RCL icon
886
Royal Caribbean
RCL
$85.6B
$153K ﹤0.01%
4,760
-1,529,517
-100% -$140M
LNG icon
887
Cheniere Energy
LNG
$52.9B
$152K ﹤0.01%
4,547
-205
-4% -$10.5K
PTCT icon
888
PTC Therapeutics
PTCT
$6.12B
$152K ﹤0.01%
3,397
– –
BLW icon
889
BlackRock Limited Duration Income Trust
BLW
$493M
$151K ﹤0.01%
11,942
-18,058
-60% -$272K
SHAK icon
890
Shake Shack
SHAK
$2.87B
$151K ﹤0.01%
4,000
+2,996
+298% +$177K
VDE icon
891
Vanguard Energy ETF
VDE
$9.84B
$151K ﹤0.01%
3,939
+3,307
+523% +$210K
XMMO icon
892
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$150K ﹤0.01%
+3,047
New +$178K
FBGX
893
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$150K ﹤0.01%
648
+492
+315% +$157K
USIG icon
894
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$149K ﹤0.01%
2,661
+111
+4% +$6.44K
FTC icon
895
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$148K ﹤0.01%
2,466
+346
+16% +$24.4K
PPG icon
896
PPG Industries
PPG
$26.6B
$148K ﹤0.01%
1,774
+428
+32% +$47.6K
PBCT
897
DELISTED
People's United Financial Inc
PBCT
$147K ﹤0.01%
13,277
+10,264
+341% +$152K
ALK icon
898
Alaska Air
ALK
$5.58B
$146K ﹤0.01%
5,140
+4,479
+678% +$244K
CTAS icon
899
Cintas
CTAS
$81.3B
$146K ﹤0.01%
3,380
-632
-16% -$41.3K
LDOS icon
900
Leidos
LDOS
$17.3B
$145K ﹤0.01%
1,578
+1,227
+350% +$124K
34 35
36
37 38

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.